STATE OF ARIZONA Governor's Office of Strategic Planning and Budgeting Jane Dee Hull, Governor APPROPRIATIONS LIMIT CALCULATION February 2001 JANE DEE HULL THOMAS BETLACH GOVERNOR DIRECTOR OFFICE OF THE GOVERNOR OFFICE OF STRATEGIC PLANNING AND BUDGETING 1700 West Washington, Suite 500, Phoenix, Arizona 85007 • (602) 542-5381 • FAX: (602) 542-0868 February 15, 2001 The Honorable Jane Dee Hull Governor, State of Arizona The Honorable Randall Gnant President of the Senate The Honorable Jim Weiers Speaker of the House Dear Governor Hull, President Gnant and Speaker Weiers: Pursuant to Arizona Revised Statute §35-114.B.2, the Office of Strategic Planning and Budgeting is submitting our estimate of appropriations subject to the limit imposed by Article IX, § 17 of the Arizona State Constitution. This appropriations limit calculation includes a brief history of the appropriations limit, a step-bystep narration of the process used in computing the limit, and the detailed calculation of the appropriations limit. The Office of Strategic Planning and Budgeting’s calculation of the FY 20002001 appropriations limit determined that the state is $2,022.9 million below the FY 2000-2001 limit. The same calculation for FY 2001-02 determined that the state is $1,909.2 million below the FY 2001-02 limit. The same calculation for FY 2002-03 determined that the state is $1,891.8 million below the FY 2002-03 limit. Additional background information on the limit is available upon request. After consultation with the Staff of the Joint Legislative Budget Committee, it was determined that a difference in methodology exists in the handling of statutory appropriations (continuous appropriations) and whether the calculation should be based upon revenues or expenditures. The Staff is including anticipated expenditures, while our office is including estimated revenues.1 1 For example, the Gift Shop Revolving fund (Library, Archives and Public Records) estimates sales of $74,000 for 1999 in Appendix B; however the Staff would show $92,700 based on anticipated expenditures. The Honorable Jane Dee Hull The Honorable Randall Gnant The Honorable Jim Weiers February 15, 2001 Page 2 While there is a difference in the methodology used between the two offices, the resulting calculation in the unused appropriation capacity under the limit is quite similar. Respectfully submitted, Thomas J. Betlach Director xc: Legislative Leadership Legislative Appropriations Committee Members Senate Finance Committee Chair House Ways and Means Committee Chair REPORT OF RESULTS FY 2001 The Economic Estimates Commission’s (EEC) final Arizona personal income estimate for fiscal year 2001 is $134.5 billion. Applying the percent of income allowed (7.41%) to the personal income estimate sets the FY 2001 appropriation limit at $9.996 billion. The OSPB's calculation of appropriations subject to the limit is $7.943 billion. Appropriations subject to the limit amount to 5.91% of total estimated personal income or $2.023 billion under the limit. FY 2002 The EEC's Arizona personal income estimate for fiscal year 2002 is $143.3 billion. Applying the percent of income allowed (7.41%) to the personal income estimate sets the FY 2002 appropriation limit at $10.618 billion. The OSPB's calculation of the Executive Recommendation appropriations subject to the limit is $8.709 billion. Appropriations subject to the limit amount to 6.08% of total estimated personal income or $1.909 billion under the limit. FY 2003 The EEC does not have an estimate for FY 2003 Arizona personal income. OSPB used the EEC FY 2002 Arizona personal income estimate and inflated it by 6.5% (OSPB PI growth estimate). This makes the estimated Arizona personal income for fiscal year 2003 $152.6 billion. Applying the percent of income allowed (7.41%) to the personal income estimate sets the FY 2003 appropriation limit at $11.308 billion. The OSPB's calculation of the Executive Recommendation appropriations subject to the limit is $9.416 billion. Appropriations subject to the limit amount to 6.17% of total estimated personal income or $1.892 billion under the limit. QUALIFICATIONS Calculating the appropriations limit is a continuously improving process. As part of the 2002 – 2003 Budget Schedule and Instructions Manual to all agencies, the necessity for detailed fund information was communicated. Each fund was then classified at the comptroller object level to determine the Unrestricted/Restricted status. If the agency data was not submitted by comptroller object, the fund was pro rated based on historical data. The OSPB does not believe that there will be any material change to the calculations when the estimates are reconciled with improved data. ♦ ♦ ♦ ♦ LEGISLATIVE HISTORY The twenty-fifth Legislature, in its first regular session, passed SCR 1002, later known as Proposition 101. Proposition 101 proposed an amendment to the Arizona State Constitution limiting state government appropriations to 7% of total state personal income. The proposition was approved in the 1978 general election and added Article IX, Section 17 to the Arizona State Constitution. This section also established the Economic Estimates Commission (EEC) to determine the final estimate of total personal income for the following fiscal year for use in calculating the appropriations limit. Starting in 1978 through 1979, several Attorney General opinions were requested to answer a number of questions regarding the new limit. In response, the twenty-sixth Legislature, in its second special session, passed SCR 1001 placing on the ballot an amendment to the state appropriations limit. Proposition 105 passed at a special election held in 1980, clarifying the language regarding state revenues and listing items that constituted state revenues. State revenues were defined to include taxes, university collections, licenses, fees and permits. The thirty-first Legislature, in its first regular session, passed SCR 1017 proposing another amendment to the state appropriations limit to reduce the percentage limitation of 7% to 6.5% and establish a "rainy day fund". This amendment, also known as Proposition 108, was defeated the same year. In addition to restricting the appropriation of state revenues to 7% of state personal income, the original constitutional amendment provided a venue for increasing or decreasing the percentage limit. Limitation adjustments occur when governmental functions or funding responsibilities are transferred between levels of government. Adjustments under this provision are to be made in the first fiscal year and are to remain in effect for following fiscal years. In FY 1983, the Legislature directed the EEC to adjust the state appropriation limit to account for the establishment of the Arizona Health Care Cost Containment System (AHCCCS) and the state's new responsibility for part of the cost of county-provided indigent health care. The limit was then adjusted from 7% to 7.18% In 1987, the Legislature established the Arizona Long Term Care System (ALTCS) within AHCCCS. The ALTCS program began in 1989 and includes federal and county contributions. Under the ALTCS program, the state is the designated trustee for the disbursement of funds. In addition, the counties are at risk for the total amount of the state matching share for federal Title XIX funding. When the ALTCS program started, there was some disagreement as to whether the counties long-term care payments should be counted under their expenditure limits. In 1990, the Attorney General issued Opinion I90-057 concluding that the county ALTCS funds are defined as local revenues in the Constitution and therefore, all expenditures were subject to the county expenditure limitation. Chapter 296, passed during the 1991 legislative session, directed the EEC to make two adjustments to the county expenditure limit and the state appropriations limit for the ALTCS program. A permanent adjustment was made to the original FY 1983 county and state limit revisions by removing the long-term care costs that could be identified as being included in the original AHCCCS adjustment. This correction increased the counties' expenditure limits and decreased the state appropriation limit from 7.18% to 7.12%. The Legislature also shifted the non-federal portion of the funding responsibility for ALTCS from the counties to the state for FY 1992. While ALTCS became a state responsibility, the state financed its contribution by withholding transaction privilege tax revenues that would have been distributed to the counties. A temporary adjustment was also made to show the shift of the non-federal portion of the funding responsibility from the counties to the state for ALTCS. This decreased the county expenditure limits and increased the state appropriation limit to 7.23%. The Fortieth Legislature, in its second regular session, passed Chapter 287, extending through FY 1993 all changes made during the thirty-ninth Legislative Session. Chapter Six of the Forty-first Legislature, second special session, required the EEC to lower the limit to 7.12%, barring any legislation concerning county accountability. However, the state appropriation limit of 7.23% was made permanent when the Forty-first Legislature passed Chapter 184 in its first regular session. The Forty-first Legislature also passed Chapter 252 requiring the OSPB, in consultation with the JLBC, to submit an estimate of appropriations subject to the limit as imposed by Article IX, § 17 of the Arizona State Constitution. This report is to be submitted by November 1st for the current and preceding fiscal years and by February 15th for the current and ensuing fiscal years. Chapter 1 of the Forty-third Legislature, fifth special session, required the Economic Estimates Commission to increase the state appropriation limitation as a result of the transference of the new construction costs for education to the state. The FY 1998-99 appropriations limit is increased to 7.41% and this has continued through FY 2000-2001. ♦ ♦ ♦ ♦ THE CALCULATION METHODOLOGY IN GENERAL TERMS A.R.S. § 35-114 requires the Office of Strategic Planning and Budgeting, in consultation with the staff of the Joint Legislative Budget Committee, to report the appropriations subject to the limit imposed by Article IX, Section 17 of the Arizona Constitution. The appropriation calculation is prepared twice a year; by February 15th to show the current and the ensuing fiscal year, and by November 1st to show the current and prior fiscal year. THE APPROPRIATIONS LIMITATION In Article IX, Section 17, the Arizona Constitution limits the amount of state revenues that the legislature may appropriate for a fiscal year as a percentage of Arizona personal income, currently set at 7.41%. Article IX, Section 17, also defines the type of state revenues that are subject to the appropriations limit. These revenues consist of taxes, university collections, licenses, fees and permits. There are some revenues that do not fall under the definition of "state revenues" and are not subject to the limit: interest and dividends; sales for services and rentals; federal grants; donations and gifts; and amounts received in trust. Both groups of revenue can be either general revenue or designated for a special purpose. THE CALCULATION: THREE PHASES Three phases of analysis are required to calculate appropriations subject to the appropriations limit: Determination of the Limit, Calculation of Appropriations Subject to the Limit, and Calculation of the Percentage Appropriated. Phase One - Determination of the Limit To determine the limit, the most current estimate of total Arizona personal income provided by the EEC is multiplied by the current percentage of personal income allowed under the Constitution. The EEC provides a preliminary personal income estimate for the upcoming fiscal year prior to February 1 and a final estimate prior to April 1. The Constitution permits the EEC to adjust the limit as instructed by the State Legislature to reflect transfers of governmental functions or financing between levels of government. As shown in Exhibit A, the annual limits are $9.966 billion for FY 2001, $10.618 billion for FY 2002 and $11.308 billion for FY 2003. Phase Two - Calculation of Appropriations Subject to the Limit Phase Two determines the total expenditure authority of revenues subject to the limit and granted by the Legislature for a given year. This process identifies each separate grant of expenditure authority, and determines if each expenditure of revenue is limited or not limited by the Constitution. The two components of grants of expenditure authority are session law appropriations and statutory appropriations. (Exhibit A details each year's calculation for the General Fund and Other Funds side-by-side.) Session Law Appropriations Session Law appropriations are comprised of the annual appropriations act, the capital outlay act, and other limited term appropriations. In Exhibit A, several categories of Session Law appropriations are identified: the general appropriations act, the capital outlay act, executive recommendations, net supplementals and other appropriations. Typically, the general appropriations act and the capital outlay act are made by the Legislature in the regular legislative session, or a special session, prior to the fiscal year being appropriated. The Executive Recommendation includes a provision for General and Other funds, capital outlay, and other bills. Net supplementals, if any, are adjustments to the annual general appropriations act for the referenced year. "Other appropriations" are classified into two types of appropriations: one-time appropriations and prior session appropriations. Prior session appropriations are session law appropriations typically made in legislative sessions prior to the regular session preceding the fiscal year. These appropriations were made in a prior fiscal year and became available in the subject fiscal year because of the multiple single-year nature of the appropriations or because the appropriations were effective at a future date in the subject fiscal year. "Other appropriations" are typically one-time appropriations not contained in the general appropriations act. In Exhibit A, the total amount of Session Law appropriations are $8.040 billion for FY 2001, $9.974 billion for FY 2002 and $9.948 billion for FY 2003. Adjustments to the above Session Law appropriations include two items: non-limited revenues and/or appropriations that would otherwise be counted twice. Non-limited revenues are described in the Constitution to include: interest and dividends; sales for services and rentals; federal grants; donations and gifts; and amounts received in trust. Additionally, the Constitution specifically excludes gas tax and vehicle license tax revenues received from tax increases enacted after July 1, 1979. In Exhibit A, the total amounts of these non-limited revenues are $347.2 million for FY 2001, $352.9 million for FY 2002 and $352.1 million for FY 2003. Double counted appropriations are monies appropriated in the operating budgets of various agencies but also paid to an account or fund that is also appropriated. Examples of this type of appropriation include: ADOA Workers Compensation; ADOA Risk Management; ADOA Personnel Fund and the Retirement System Account. Double counted appropriations also include funds listed with other appropriations but are only partially appropriated. The partially appropriated funds are subtracted in the double counted appropriations section, and the total revenues for each fund are included with the statutory appropriations. In Exhibit A, the total amounts of double counted appropriations are $937.5 million for FY 2001, $2,142 million for FY 2002 and $1,414 million for FY 2003. The total non statutory limited appropriations in Appendix A are $6.755 billion for FY 2001, $7.494 billion for FY 2002 and $8.181 billion for FY 2003. Statutory Appropriations Statutory appropriations are grants of authority enacted by the Legislature and approved by the Governor, that are generally continuous in nature and are contained in the Arizona Revised Statutes. In order for public monies to be expended under these provisions, it is not necessary for the legislature to take any further action. These statutory appropriations are generally not comprised of monies contained in the General Fund, but rather from the plethora of special funds that have been created through the years. Appendix B contains a listing of funds which have been identified and analyzed as having limited or non-limited revenues entering the fund. The statutes generally provide that all monies received by these funds may be spent; therefore, the analysis is based on revenues (i.e. that which is available to be spent) and not anticipated expenditures. In Exhibit A, the total amounts of limited statutory appropriations are $1,097 million for FY 2001, $1,125 million for FY 2002 and $1,145 million for FY 2003. Total Appropriations Subject to the Limit All session law limited appropriations are summed with the statutory limited appropriations, to determine the total appropriations subject to the limit. In Exhibit A, the appropriations subject to the limit are $7.943 billion for FY 2001, $8.709 billion for FY 2002 and $9.417 billion for FY 2003. Phase Three - Calculation of the Percentage Appropriated The third phase of the calculation is simple - determine the percentage appropriated and the amount of variance from the constitutional limit. In Exhibit A, the percentage for FY 2001 is calculated to be 5.91%, 6.08% for FY 2002 and for FY 2003 the amount is calculated to be 6.17%. Applying the 7.41% of personal income, the appropriations are 1.50 percentage points (or $2.022 billion), below the limit for FY 2001, 1.33 percentage points (or $1.909 billion) below the limit for FY 2002 and 1.24 percentage points (or $1.891 billion) below the limit for FY 2003. APPROPRIATIONS LIMIT CALCULATION SUMMARY PHASE I Calculation of Appropriations Limit Ceiling EEC Personal Income Estimate Percent of Income Allowed Appropriations Limit FY 2001 FY 2002 134,500,000,000 7.41% 9,966,450,000 143,300,000,000 7.41% 10,618,530,000 FY 2003 152,614,500,000 OSPB Est. 7.41% 11,308,734,450 PHASE II Calculation of Appropriations Subject to the Limit GENERAL A. Session Law Appropriations General Appropriation Act Executive Budget Recommendation Capital Outlay Act Executive Capital Recommendation Other Appropriations Subtotal OTHER GENERAL OTHER FUND FUNDS FUND 5,758,391,200 82,723,800 29,687,500 0 133,027,363 FUNDS 1,554,031,200 8,060,400 327,805,100 0 147,007,063 TOTAL 7,312,422,400 90,784,200 357,492,600 0 280,034,426 0 6,594,099,000 0 30,406,700 28,400,000 6,003,829,863 2,036,903,763 8,040,733,626 6,652,905,700 GENERAL OTHER TOTAL FUND FUNDS 0 2,980,335,400 0 317,272,500 23,722,500 0 9,574,434,400 0 347,679,200 52,122,500 0 7,192,815,500 0 30,992,900 17,500,000 0 2,308,403,100 0 378,456,500 20,000,000 0 9,501,218,600 0 409,449,400 37,500,000 3,321,330,400 9,974,236,100 7,241,308,400 2,706,859,600 9,948,168,000 TOTAL Non-Limited Revenues Interest/Sales/Trustees Gas/VLT Adjustments Subtotal (65,000,000) 0 (65,000,000) Double Counted Appropriations (101,032,400) (181,186,804) (282,219,204) (166,032,400) (181,186,804) (347,219,204) (937,562,300) (937,562,300) 817,122,259 6,755,952,122 (60,000,000) 0 (60,000,000) (109,194,700) (183,720,000) (292,914,700) (169,194,700) (183,720,000) (352,914,700) (2,127,267,400) (2,127,267,400) 901,148,300 7,494,054,000 (55,000,000) 0 (55,000,000) (105,822,700) (191,280,000) (297,102,700) (160,822,700) (191,280,000) (352,102,700) (1,414,956,500) (1,414,956,500) 994,800,400 8,181,108,800 Total Session Law Limited Appropriations 5,938,829,863 6,592,905,700 7,186,308,400 B. Limited Statutory Appropriations/Distributions Limited Statutory Appropriations Limited Statutory Distributions Subtotal 39,372,700 39,372,700 C. TOTAL APPROPRIATIONS SUBJECT TO LIMIT 50,650,000 50,650,000 1,097,479,100 90,022,700 1,187,501,800 7,943,453,922 39,372,700 39,372,700 50,650,000 50,650,000 1,125,237,100 90,022,700 1,215,259,800 8,709,313,800 39,372,700 39,372,700 50,650,000 50,650,000 1,145,719,100 90,022,700 1,235,741,800 9,416,850,600 PHASE III Appropriations Subject to Limit as Percent of Personal Income 5.91% 6.08% 6.17% 1.50% 2,022,996,078 1.33% 1,909,216,200 1.24% 1,891,883,850 Unused Limit Capacity Percentage Points Unused Dollar Amount Unused (Appendix A) FY 2001, 2002 & 2003 APPROPRIATIONS LIMIT CALCULATION OF APPROPRIATIONS LIMIT CEILING FY 2001 EEC PERSONAL INCOME ESTIMATE 134,500,000,000 PERCENT OF INCOME ALLOWED 7.41% APPROPRIATIONS LIMIT FY 2002 FY 2003 143,300,000,000 152,614,500,000 7.41% 9,966,450,000 7.41% 10,618,530,000 11,308,734,450 CALCULATION OF APPROPRIATIONS SUBJECT TO THE LIMIT FY 2001 GENERAL OTHER FUND FUNDS FY 2002 TOTAL GENERAL OTHER FUND FUNDS FY 2003 TOTAL GENERAL OTHER FUND FUNDS TOTAL NON STATUTORY APPROPRIATIONS GENERAL APPROPRIATION ACT 5,758,391,200 1,554,031,200 7,312,422,400 0 0 0 0 0 0 EXECUTIVE BUDGET RECOMMENDATION 82,723,800 8,060,400 90,784,200 6,594,099,000 2,980,335,400 9,574,434,400 7,192,815,500 2,308,403,100 9,501,218,600 CAPITAL OUTLAY 29,687,500 327,805,100 357,492,600 0 0 0 0 0 0 0 0 0 30,406,700 317,272,500 347,679,200 30,992,900 378,456,500 409,449,400 16,000,000 0 16,000,000 16,000,000 0 16,000,000 16,000,000 0 16,000,000 1,854,363 100,000 1,954,363 20,000,000 20,000,000 1,736,400 25,119,000 26,855,400 0 0 Regulating Home Inspectors (Ch. 86) 40,000 40,000 0 0 Airport; Grand Canyon National Park (Ch. 99) 75,000 75,000 0 0 60,000 0 0 20,000 20,000 0 0 450,000 450,000 0 0 156,300 456,300 0 0 State Land; Emergency Management (Ch. 185) 447,000 447,000 0 0 Automobile Theft Authority; Appropriation (Ch. 186) 150,000 150,000 0 0 69,000 0 0 372,200 372,200 0 0 900,600 900,600 0 0 50,000 0 0 0 EXECUTIVE CAPITAL RECOMMENDATION BUDGET STABILIZATION FUND DEPOSIT OTHER APPROPRIATIONS(In session/Chapter order) Forty-Fourth Legislature - Seventh Special Session Alternative Fuels program Changes (Ch. 1) 0 0 Forty-Fourth Legislature - Second Regular Session Arizona State Hospital; Appropriation (Ch. 1) Supplemental Appropriations; Adjustments (Ch. 3) Board of Athletic Training (Ch. 111) 60,000 Environment; Liability; Storage Tanks (Ch. 131) School Facilities Board; Rulemaking (Ch.163) Department of Public Safety; Appropriation (Ch. 178) 300,000 Appropriation; World War II Memorial (Ch. 195) 69,000 Corporation Commission; Appropriation (Ch. 197) Commercial Vehicle; Plate to Owner (Ch. 198) Appropriation; Hopi Senior Center (Ch. 217) 50,000 Internet Crimes; Appropriation (Ch. 221) 20,000,000 20,000,000 20,000,000 20,000,000 200,000 200,000 0 1,000,000 1,000,000 0 0 Appropriation; NAU Science Building (Ch. 228) 750,000 750,000 0 0 Appropriations; Department of Law (Ch. 238) 300,000 3,813,200 0 0 Water Studies; Appropriation (Ch. 244) 500,000 500,000 0 0 Appropriation; Project Challenge (Ch. 245) 100,000 100,000 0 0 0 School Safety; Omnibus (Ch. 226) 3,513,200 Old Capitol Restoration; Appropriation (Ch. 246) 450,000 450,000 0 Appropriation; Game and Fish; Salaries (Ch. 253) 732,500 732,500 0 0 2,750,400 2,750,400 0 0 300,000 0 0 13,600,000 13,600,000 0 0 Appropriation; Motor Vehicle Division Projects (Ch. 274) Libraries; Grants in Aid (Ch. 298) 300,000 Appropriation; Psychotropic and Antidepressant Medications (Ch. 304) EMTs; First Responders; Definition (Ch. 327) Appropriation; Transportation Projects (Ch. 333) 100,000 100,000 0 0 1,540,100 1,540,100 0 0 Joint Technological Education Districts (Ch. 344) 250,000 250,000 0 0 Appropriation; Underground Storage Tanks (Ch. 354) 250,000 250,000 0 0 Health Care Plans; Oversight (Ch. 355) 500,000 500,000 0 0 3,000,000 0 0 100,000 0 0 227,000 0 0 50,000 50,000 0 0 200,000 200,000 0 0 Appropriation; Navajo Senior Centers (Ch. 379) 50,000 50,000 0 0 Appropriation; Ganado School District (Ch. 380) 50,000 50,000 0 0 360,000 360,000 0 0 10,000,000 10,000,000 0 0 (3,500,000) 0 0 100,000 0 0 Domestic Violence; Federal Funds; Appropriation (Ch. 362) 3,000,000 Appropriation; High Technology Clusters (Ch. 367) 100,000 DNA Testing; Felony Offenders (Ch. 373) 187,000 AIMS; Intervention; Dropout Prevention (Ch. 377) AHCCCS; Finger Imaging (Ch. 378) Appropriation; Floodway Control (Ch. 381) Dependency; Employment; Substance Abuse Treatment (Ch. 382) Arizona Job Training; Tax (Ch. 383) 40,000 (3,500,000) Tax Levy; Juvenile Jails; Appropriation (Ch. 387) 100,000 Appropriation; National Law Center (Ch. 392) Workers' Compensation; Arizona Works Participants (Ch. 393) BOMEX; Appropriation (Ch. 403) 2000 Clean Air Act (Ch. 405) 100,000 100,000 0 0 5,616,963 5,616,963 0 0 727,500 727,500 0 0 5,122,500 5,122,500 2,722,500 0 2,722,500 FY 2001 GENERAL OTHER FUND FUNDS FY 2002 TOTAL GENERAL OTHER FUND FUNDS Forty-Fourth Legislature-First Regular Session Page 1 FY 2003 TOTAL GENERAL OTHER FUND FUNDS TOTAL (Appendix A) FY 2001, 2002 & 2003 APPROPRIATIONS LIMIT Spur Cross Ranch (Ch. 135) 1,250,000 1,250,000 Underground Storage Tanks; Appropriation (Ch. 173) 1,300,000 1,300,000 800,000 800,000 0 0 20,000,000 20,000,000 0 0 500,000 Appropriation; Clifton Food Control (Ch. 181) Appropriation; Domestic Violence Shelter Program (Ch. 18 0 Transportation Finance (Ch. 189) Grand Canyon Airport Authority; Establishment (Ch. 213) Education; Department of Corrections (Ch. 233) Children; Health Start (Ch. 241) Nonresident Special Education Pupils; Costs (Ch. 243) 1,250,000 650,000 1,250,000 0 0 0 650,000 0 500,000 0 0 200,000 200,000 0 0 1,200,000 1,200,000 0 0 150,000 150,000 0 0 Permanent Guardianship; Subsidy (Ch.251) 124,000 124,000 0 0 Nuclear Energy Appropriation and Assessment (Ch. 265) 945,900 945,900 0 0 9,000,000 0 ASRS; Burke Litigation Settlement (Ch. 266) 4,200,000 4,200,000 Ballot Pamphlets; Judicial Performance Reviews (Ch. 268) 220,300 220,300 0 0 Appropriation; Blind and Visually Impaired (Ch. 310) 425,000 425,000 0 0 0 Teratogen Information Program; Appropriation (Ch. 291) Appropriation; Environmental Programs; Counties (Ch. 312 92,000 Appropriation; Regional Transportation Center (Ch. 319) Appropriation; Sierra Vista Campus Building (Ch. 324) Urban Revenue Sharing (Ch. 325) Eminent Scholars; Appropriation (Ch. 326) Urgent Care Center: Standards (Ch. 333) Processing Criminal Cases; Statewide (Ch. 346) 0 0 0 8,000,000 8,000,000 0 0 11,540,000 11,540,000 0 750,000 2,000,000 2,000,000 0 200,000 200,000 0 0 2,650,000 2,650,000 0 0 47,600 11,682,600 0 0 100,000 0 0 9,174,200 0 0 11,635,000 100,000 3,000,000 6,174,200 1,500,000 1,500,000 0 750,000 Assistance Services Program; Appropriation (Ch. 328) General Appropriation (Ch. 330) 92,000 250,000 250,000 Appropriation; AHCCCS; Healthcare Group (Ch. 313) 9,000,000 1,500,000 1,500,000 0 Expedited Adoption (Ch. 347) 300,000 300,000 0 0 NAU; Signal Peak; Appropriation (Ch. 349) 400,000 400,000 0 0 Appropriation; County Jail Juvenile Improvements (Ch. 350 Appropriation; Juvenile Detention Centers (Ch. 351) 750,000 750,000 0 0 2,500,000 2,500,000 0 0 63,870,400 63,870,400 0 0 Forty-Fourth Legislature-First Special Session Tax Relief and Fiscal Control (Ch. 5) Forty-Third Legislature-Fifth Special Session Students' FIRST (Ch. 1) 15,000,000 Capital Outlay Appropriations (Ch. 2) 520,000 15,000,000 0 0 520,000 0 0 Forty-Third Legislature-Second Regular Session Appropriation; Anticancer Drug Discovery (Ch. 237) Total 6,003,829,863 2,000,000 2,000,000 2,036,903,763 8,040,733,626 6,652,905,700 1,000,000 1,000,000 3,321,330,400 9,974,236,100 0 7,241,308,400 2,706,859,600 9,948,168,000 NON-LIMITED REVENUES INTEREST/SALES General Funds 0 (65,000,000) Other Appropriated (65,000,000) (60,000,000) (60,000,000) (55,000,000) (55,000,000) (91,422,400) (91,422,400) (94,150,900) (94,150,900) (91,995,900) (91,995,900) (9,610,000) (9,610,000) (15,043,800) (15,043,800) (13,826,800) (13,826,800) (101,032,400) (166,032,400) (109,194,700) (169,194,700) (105,822,700) (160,822,700) (181,186,804) (181,186,804) (183,720,000) (183,720,000) (191,280,000) (191,280,000) 0 0 0 0 0 0 0 0 0 0 0 0 (181,186,804) (181,186,804) 0 (183,720,000) (183,720,000) 0 (191,280,000) (191,280,000) (65,000,000) (282,219,204) (347,219,204) (60,000,000) (292,914,700) (352,914,700) (55,000,000) (297,102,700) (352,102,700) ADOT Equipment Revolving (30,977,700) (30,977,700) (33,153,500) (33,153,500) (33,086,500) (33,086,500) AG Intergovernmental Agreements Fund (16,039,500) (16,039,500) (17,043,200) (17,043,200) (17,830,700) (17,830,700) (79,400) (79,400) (79,400) (79,400) (79,400) (79,400) (5,548,700) (5,548,700) (5,589,800) (5,589,800) (5,595,400) (5,595,400) Arizona Exposition and State Fair Fund (13,528,000) (13,528,000) (15,043,800) (15,043,800) (13,826,800) (13,826,800) Arizona State Hospital Fund (11,993,900) (11,993,900) 0 0 0 0 ASDB Voucher Fund (7,647,100) (7,647,100) (10,055,600) (10,055,600) (10,535,000) (10,535,000) Building Operation & Maintenance (1,343,700) (1,343,700) (1,352,400) (1,352,400) 0 0 Capital Outlay Stabilization Fund (8,521,700) (8,521,700) (8,827,400) (8,827,400) (11,582,400) (11,582,400) (58,581,600) (58,581,600) (83,970,600) (83,970,600) (83,970,600) (83,970,600) (2,400,000) (2,400,000) (100,000) (100,000) (100,000) (100,000) Coliseum and Exposition Center Fund SUBTOTAL (65,000,000) (60,000,000) (55,000,000) GAS/VLT ADJUSTMENTS Gas Tax Rate Increase General Fund VLT Increase HURF/ SHF VLT Increase SUBTOTAL SUBTOTAL: NON-LIMITED REVENUE DOUBLE COUNTED APPROPRIATIONS Agriculture Livestock Custody Fund Air Quality Fund * Child Care Block Grant Clean Air Fund FY 2001 Corrections Fund Adjustment GENERAL OTHER FUND FUNDS (1,637,200) FY 2002 TOTAL GENERAL OTHER FUND FUNDS FY 2003 GENERAL TOTAL FUND OTHER FUNDS TOTAL (1,637,200) (6,575,700) (6,575,700) (17,570,800) (17,570,800) DEQ Indirect Cost Fund (10,114,300) (10,114,300) (10,145,700) (10,145,700) (10,167,300) (10,167,300) DHS Indirect Cost Fund (10,114,300) (10,114,300) 0 0 (10,167,300) (10,167,300) (691,100) (691,100) (690,500) (690,500) (2,690,500) (2,690,500) (4,732,800) (4,732,800) (4,785,000) (4,785,000) (4,781,500) (4,781,500) DOC Education Fund Drug and Gang Prevention IGA & Grants Page 2 (Appendix A) FY 2001, 2002 & 2003 APPROPRIATIONS LIMIT Education 2000 Fund Governor's Office for Excellence Fund Health Insurance Trust Housing Trust Fund 0 (369,654,200) (369,654,200) (413,397,100) (75,000) (75,000) (25,000) (25,000) (25,000) (413,397,100) (25,000) (2,879,900) (2,879,900) (2,876,900) (2,876,900) (2,872,800) (2,872,800) (231,300) (231,300) (374,500) (374,500) (370,800) (370,800) Information Technology Fund (2,096,000) (2,096,000) (2,382,500) (2,382,500) (2,351,200) (2,351,200) Juvenile Education Fund (4,040,200) (4,040,200) (3,748,600) (3,748,600) (3,749,900) (3,749,900) DHS Land Earnings (400,000) (400,000) (400,000) (400,000) (400,000) (400,000) DJC State Charitable (300,000) (300,000) (300,000) (300,000) (300,000) (300,000) (2,750,000) (2,750,000) (1,375,000) (1,375,000) (1,375,000) (1,375,000) Land Funds DOC Penitentiary DOC State Charitable (400,000) (400,000) (400,000) (400,000) (400,000) (400,000) Permanent State School Fund (71,136,100) (71,136,100) (74,898,400) (74,898,400) (74,898,400) (74,898,400) Pioneers' Home Miners Fund (1,583,400) (1,583,400) (1,500,000) (1,500,000) (1,500,000) (1,500,000) (714,900) (714,900) (714,900) (714,900) (714,900) (714,900) 0 0 0 0 0 0 (364,900) (364,900) (359,500) (359,500) (374,600) (374,600) (12,859,900) (12,859,900) (11,719,300) (11,719,300) (13,536,300) (13,536,300) (1,885,000) (1,885,000) (174,200) (174,200) (174,200) (174,200) 0 0 (13,222,800) (13,222,800) (13,487,300) (13,487,300) Retirement System Administration Account (10,141,400) (10,141,400) (19,550,400) (19,550,400) (19,547,000) (19,547,000) Risk Management Fund (75,268,300) (75,268,300) (80,356,200) (80,356,200) (82,984,000) (82,984,000) School Facilities Board -Capital Reserve Fund 0 0 0 0 0 0 School Facilities Board -Revenue Bond Proceeds 0 0 (800,000,000) (800,000,000) 0 0 Special Services Revolving (243,200) (243,200) (249,100) (249,100) (249,100) (249,100) Surplus Property (264,000) (264,000) (272,400) (272,400) (272,400) (272,400) (30,707,400) (30,707,400) (33,193,700) (33,193,700) (38,875,800) (38,875,800) (274,848,500) (274,848,500) (231,558,500) (231,558,500) (238,540,200) (238,540,200) (26,256,200) (26,256,200) (25,638,600) (25,638,600) (25,638,600) (25,638,600) (227,237,600) (227,237,600) (216,208,700) (216,208,700) (218,162,400) (218,162,400) (38,253,400) Pioneers' State Charitable Public Buildings Land Fund (Capital Bill) Liability Setoff Fund Motor Pool Revolving Fund Oil Overcharge Fund * Personnel Division Fund Telecommunications and Technology Fund Temporary Assistance for Needy Families Block Grant Tobacco Tax and Health Care Fund University Collections* Vehicle Emission Inspection Fund * (6,486,200) (6,486,200) (38,242,700) (38,242,700) (38,253,400) Veterans' Conservatorship Fund (441,900) (441,900) (458,700) (458,700) (521,900) (521,900) Workforce Investment Act Grant SUBTOTAL 0 (47,875,000) (937,562,300) (47,875,000) (937,562,300) 0 (47,875,000) (2,127,267,400) (47,875,000) (2,127,267,400) 0 (47,875,000) (1,414,956,500) (47,875,000) (1,414,956,500) 5,938,829,863 817,122,259 6,755,952,122 6,592,905,700 901,148,300 7,494,054,000 7,186,308,400 994,800,400 8,181,108,800 TOTAL NON STATUTORY LIMITED APPROPRIATIONS LIMITED STATUTORY APPROPRIATIONS/DISTRIBUTIONS Limited Statutory Appropriations (see Appendix B) 1,097,479,100 1,125,237,100 1,145,719,100 Distributions Lottery Fund Distribution County Assistance Fund Mass Transit Heritage Fund Subtotal Emergency Appropriation Growing Smarter Arizona Clean Air Act 0 7,650,000 7,650,000 7,650,000 7,650,000 7,650,000 7,650,000 23,000,000 23,000,000 23,000,000 23,000,000 23,000,000 23,000,000 20,000,000 20,000,000 50,650,000 50,650,000 0 20,000,000 20,000,000 50,650,000 50,650,000 0 20,000,000 20,000,000 50,650,000 50,650,000 4,000,000 4,000,000 4,000,000 4,000,000 4,000,000 4,000,000 20,000,000 20,000,000 20,000,000 20,000,000 20,000,000 20,000,000 1,000,000 1,000,000 1,000,000 1,000,000 1,000,000 1,000,000 WQARF Priority Site Remediation 14,372,700 14,372,700 14,372,700 14,372,700 14,372,700 14,372,700 DISTRIBUTION SUBTOTAL 39,372,700 50,650,000 90,022,700 39,372,700 50,650,000 90,022,700 39,372,700 50,650,000 90,022,700 39,372,700 50,650,000 1,187,501,800 39,372,700 50,650,000 1,215,259,800 39,372,700 50,650,000 1,235,741,800 TOTAL LIMITED STATUTORY APPROPRIATIONS AND DISTRIBUTIONS TOTAL APPROPRIATIONS SUBJECT TO LIMIT 7,943,453,922 8,709,313,800 9,416,850,600 AVAILABLE LIMIT 2,022,996,078 1,909,216,200 1,891,883,850 APPROPRIATIONS SUBJECT TO LIMIT AS PERCENT OF PERSONAL INCOME 5.91% * Funds that have been backed out and are included in the Statutory Appropriations list where the limited and non-limited revenues are separated. Page 3 6.08% 6.17% (Appendix B) STATUTORY APPROPRIATIONS For Fiscal Years 2000 and 2001 FY 2001 GENERAL GOVERNMENT Department of Administration Lease-Purchase Building M&O Federal Grants Statewide Donations Emergency Telecommunication Revolving State Employee Rideshare State Traffic and Parking Control Fund IGA and ISA Fund Special Employee Health Insurance Trust E.R.E./Benefits Administration Health Administration & Benefit Insurance Trust ADOA - MSD Plan Deposits Retiree Accumulated Sick Leave Fund Admin - AFIS II Collections Special Services Fund Co-Op State Purchasing Agreement Surplus Property - State Surplus Property - Federal Construction Insurance Fund Department of Administration - Subtotal Attorney General - Department of Law Street Gang Enforcement Revolving AZ Prosecuting Attorneys Advisory Council CJEF Distribution to County Attorneys Federal Grants Anti-Racketeering Revolving Victim Witness IGA and ISA Fund Court-Ordered Trust Attorney General - Department of Law - Subtotal Office of the Auditor General Auditor General Audit Services Citizens Clean Elections Citizens Clean Elections Fund Arizona Coliseum & Exposition Center Board Capital Outlay Department of Commerce 1/ Work Force Recruitment & Job Training Arizona Clean Air Fund Federal Grants Community Workshops Housing Finance Review Housing Trust Fund Commerce Economic Development Recycling Greater AZ Development Authority Revolving Oil Overcharge Fund Donations Department of Commerce - Subtotal Courts - Judicial System * Grants and Special Revenue Community Punishment Program Fines Fund State Aid to Detention Fund Juvenile Delinquent Reduction Drug Treatment and Education Fund County Public Defender Training Alternative Dispute Resolution Judges' Retirement Supreme Court - Subtotal Governor's Office of Equal Opportunity Federal Grants Office of the Governor Federal Grants Gov. Livestock/Brdrs Award Governor's Office for Children Office of the Governor - Subtotal FY 2002 FY 2003 Limited Non-Limited Limited Non-Limited Limited Non-Limited (Restricted) (Unrestricted) (Restricted) (Unrestricted) (Restricted) (Unrestricted) 0 0 0 9,665,100 0 21,000 0 0 0 0 0 0 0 0 0 0 0 0 9,686,100 1,258,000 241,500 12,500 0 535,000 0 4,918,300 548,590,600 18,255,700 35,000 16,900 8,652,400 762,600 3,921,400 90,000 2,694,300 196,000 629,400 590,809,600 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1,408,800 26,800 12,500 10,128,100 535,000 21,000 4,918,300 369,126,800 19,224,500 0 16,900 8,825,400 762,600 4,080,500 95,000 4,356,900 264,000 2,461,200 426,264,300 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 26,800 12,500 10,613,900 535,000 21,000 4,918,300 406,038,400 20,309,000 0 16,900 9,001,900 762,600 4,247,500 100,000 4,387,000 264,000 4,213,400 465,468,200 0 1,050,000 3,200,000 2,098,700 3,911,000 0 0 0 10,259,700 174,300 0 0 4,699,300 675,000 53,500 (21,100) 1,920,000 7,501,000 0 1,080,000 3,300,000 2,008,000 3,911,000 0 0 1,861,000 12,160,000 174,300 0 0 4,011,900 675,000 53,500 0 59,000 4,973,700 0 1,110,000 3,400,000 408,000 3,911,000 0 0 1,861,000 10,690,000 174,300 0 0 4,011,900 675,000 53,500 0 59,000 4,973,700 1,000,000 0 1,100,000 0 1,200,000 0 3,900,000 1,950,500 3,900,000 1,950,500 3,900,000 1,950,500 400,000 0 400,000 0 400,000 0 0 9,834,000 0 0 854,900 0 400,000 0 0 0 0 11,088,900 8,601,300 1,637,000 32,723,200 391,900 200 8,779,200 2,440,900 150,000 1,150,800 863,200 2,356,100 59,093,800 0 9,287,000 0 0 901,300 0 400,000 0 0 0 0 10,588,300 16,248,400 600,000 29,762,000 399,600 200 8,541,600 2,331,900 80,000 1,179,500 744,700 237,200 60,125,100 0 9,330,000 0 0 919,200 0 400,000 0 0 0 0 10,649,200 17,795,800 557,000 25,410,400 407,300 200 8,302,700 2,277,700 80,000 1,209,000 633,700 241,700 56,915,500 130,000 15,000 0 0 6,600,000 38,000 100,000 0 6,883,000 4,655,000 0 3,580,000 35,000,000 6,600,000 0 0 0 49,835,000 130,000 15,000 9,800 0 6,600,000 38,000 100,000 83,700 6,976,500 4,655,000 0 3,580,000 35,000,000 6,600,000 0 0 0 49,835,000 130,000 15,000 9,800 0 6,600,000 38,000 100,000 83,700 6,976,500 4,655,000 0 3,580,000 35,000,000 6,600,000 0 0 0 49,835,000 0 67,000 0 67,000 0 67,000 0 1,200,000 0 1,200,000 12,430,200 0 27,000 12,457,200 0 1,200,000 0 1,200,000 12,430,200 0 27,000 12,457,200 0 1,200,000 0 1,200,000 12,430,200 0 27,000 12,457,200 Page 1 (Appendix B) STATUTORY APPROPRIATIONS For Fiscal Years 2000 and 2001 FY 2001 Library & Archives Federal Grant State Library Fund Gift Shop Revolving Fund Library & Archives - Subtotal Arizona State Lottery Commission State Lottery - Interest Earnings Arizona State Retirement System Arizona State Retirement System Department of Revenue Revenue Publications Revolving Liability Setoff Revolving Waste Tire Grant Fund Department of Revenue - Subtotal Secretary of State - Department of State Arizona Blue Book Data Processing Acquisition Fund Secretary of State - Department of State - Subtotal Office of Tourism Tourism Fund TOTAL - GENERAL GOVERNMENT HEALTH AND WELFARE AHCCCS Tobacco Tax and Health Care Fund Federal Grants Statewide Donations AHCCCS Fund Premium Sharing Demonstration Project Long Term Care System Fund County Contributions Children's Health Insurance System IGA and ISA Fund Medically Needy & Medically Indigent Health Care Group Medical Premiums Third Party Collections AHCCCS - Subtotal Department of Economic Security Federal Grants Workforce Investment Act Grant Temp Assist for Needy Families (TANF) Child Care & Development Fund Phoenix ATF Closure DES - CAP Investments Child Passenger Restraint Dept Long Term Care System Neighbors Helping Neighbors CPS Expedited Substance Abuse Treatment Homeless Trust Utility Assistance Economic Security Donations Mesa Land DES Client Trust Special Olympics Fund AZ Industries for the Blind Dept. of Economic Security - Subtotal Department of Environmental Quality DEQ Agreement Water Quality Assurance Revolving Fund Small Water Systems Air Quality Fee Underground Storage Tanks Recycling Fund Centralized Monitoring Fund IGA and ISA Fund Unocal Settlement Fund Used Oil Fund Department of Environment Quality - Subtotal FY 2002 FY 2003 Limited Non-Limited Limited Non-Limited Limited Non-Limited (Restricted) (Unrestricted) (Restricted) (Unrestricted) (Restricted) (Unrestricted) 0 0 0 0 0 0 0 0 0 105,900 0 105,900 202,700 412,800 96,000 711,500 0 105,900 0 105,900 0 223,700 115,000 338,700 136,800,000 600,000 140,070,000 600,000 140,070,000 600,000 0 166,092,300 0 209,276,300 0 263,688,100 0 0 5,674,500 5,674,500 147,300 320,000 0 467,300 0 0 0 0 199,300 330,000 0 529,300 0 0 0 0 203,400 340,000 0 543,400 0 96,000 96,000 1,000 0 1,000 0 126,400 126,400 5,000 0 5,000 0 134,000 134,000 1,000 0 1,000 2,702,900 0 15,420,800 0 16,422,600 0 189,691,100 888,874,700 192,047,900 766,794,900 191,748,200 856,838,300 77,924,200 0 0 0 0 0 0 0 0 0 70,000 77,994,200 17,629,100 300,000 10,000 1,097,120,000 4,036,400 703,582,300 80,939,000 161,924,700 3,988,400 19,666,900 1,127,100 2,090,323,900 74,790,200 0 0 0 0 0 0 0 0 0 0 74,790,200 3,652,900 300,000 10,000 1,294,561,900 23,733,600 850,052,500 66,119,200 161,924,700 4,198,000 20,155,800 1,073,400 2,425,782,000 73,131,800 0 0 0 0 0 0 0 0 0 0 73,131,800 2,930,300 300,000 10,000 1,389,798,400 23,314,900 922,732,500 79,648,400 161,924,700 4,418,600 21,193,900 1,040,900 2,607,312,600 600,000 0 0 0 0 0 205,000 0 0 0 0 0 8,200 0 0 0 0 813,200 622,525,000 47,875,000 287,706,500 58,851,600 260,000 40,000 0 362,566,700 36,000 224,500 50,500 650,000 112,100 290,000 2,129,100 123,900 14,400,000 1,397,840,900 60,000 0 0 0 0 0 215,000 0 0 0 0 0 8,200 0 0 0 0 283,200 650,325,000 47,875,000 208,993,500 78,687,200 260,000 40,000 0 421,914,400 40,000 224,500 52,500 650,000 112,100 295,000 2,157,400 136,300 14,500,000 1,426,262,900 60,000 0 0 0 0 0 220,000 0 0 0 0 0 8,200 0 0 0 0 288,200 675,325,000 47,875,000 203,012,300 78,687,200 260,000 40,000 0 491,024,200 42,000 224,500 52,500 650,000 112,100 300,000 2,186,300 149,900 15,000,000 1,514,941,000 0 5,132,300 0 5,600,800 32,374,700 11,400,000 900,000 0 0 0 55,407,800 550,300 1,500,000 1,700 0 1,980,000 750,000 60,000 32,300 18,000 131,800 5,024,100 0 5,132,300 0 5,600,800 32,374,700 2,280,000 0 0 0 0 45,387,800 590,900 1,500,000 0 0 1,980,000 150,000 0 416,100 0 131,800 4,768,800 0 5,132,300 0 5,600,800 32,374,700 2,280,000 0 0 0 0 45,387,800 488,000 1,500,000 0 0 1,980,000 150,000 0 400,100 0 131,800 4,649,900 Page 2 (Appendix B) STATUTORY APPROPRIATIONS For Fiscal Years 2000 and 2001 FY 2001 Department of Health Services Tobacco Tax and Health Care Federal Grants Statewide Donations Poison Control Fund Building Renewal Fund DHS Agreement Health Crisis Fund IGA and ISA Fund Donations Environmental Licensure Arizona State Hospital Department of Health Services - Subtotal Disease Control Research Commission Disease Control Research Health Research Fund Disease Control Research Commission - Subtotal Hearing Impaired Council Federal Grant Arizona Commission of Indian Affairs Publications Revolving Fund Arizona Pioneer's Home Donations Pioneer's Home Miners Hospital Arizona Pioneer's Home - Subtotal Arizona Veterans' Service Commission 1/ Federal Grants Veterans' Fiduciary Arizona Veterans' Services Commission - Subtotal TOTAL - HEALTH AND WELFARE INSPECTION AND REGULATION Arizona Department of Agriculture Federal Grants Abatement Revolving Livestock Custody Fund Beef Council AZ Federal-State Inspection Fund The Hay Law Fund Grain Research and Promotion Council Wine Promotional Iceberg Lettuce Research Council AZ Citrus Research Council Agriculture Admin Support Commodity Promotion Fund IGA and ISA Fund Donations Indirect Cost Recovery Arizona Department of Agriculture - Subtotal State Banking Department Revolving Escrow Guaranty State Banking Department - Subtotal Department of Building and Fire Safety DPS FBI Fingerprinting Arson Detection Reward Fund Building & Fire Safety Fund Mobile Home Relocation Manufactured Housing Consumer Recovery Manufactured Housing Cash Bond Department of Building and Fire Safety - Subtotal Register of Contractors Residential Contractor's Recovery Corporation Commission Federal Grants Corp. Commission Utility Citing RUCO Revolving Fund Corporation Commission - Subtotal FY 2002 FY 2003 Limited Non-Limited Limited Non-Limited Limited Non-Limited (Restricted) (Unrestricted) (Restricted) (Unrestricted) (Restricted) (Unrestricted) 40,673,400 25,000 10,000 1,850,000 0 0 0 800,000 190,000 715,000 0 44,263,400 0 166,175,000 0 0 175,000 25,000 961,800 224,950,000 70,000 8,000 11,993,900 404,358,700 63,179,600 25,000 10,000 1,850,000 0 0 0 800,000 190,000 755,000 0 66,809,600 4,200,000 166,175,000 0 0 175,000 0 1,000,000 225,425,000 70,000 8,000 2,398,800 399,451,800 61,778,800 25,000 10,000 1,850,000 0 0 0 800,000 190,000 755,000 0 65,408,800 4,200,000 166,175,000 0 0 175,000 0 1,000,000 225,425,000 70,000 8,000 2,398,800 399,451,800 0 0 0 0 0 0 0 1,175,000 5,900,000 7,075,000 0 0 0 100,000 5,900,000 6,000,000 0 0 0 43,800 0 43,800 0 4,000 0 4,000 0 0 0 0 0 44,000 1,756,900 1,800,900 0 0 0 44,000 1,753,300 1,797,300 0 0 0 44,000 1,753,300 1,797,300 0 0 0 400,000 565,000 965,000 0 0 0 205,000 580,000 785,000 0 0 0 210,000 595,000 805,000 178,478,600 3,900,317,500 187,270,800 4,265,970,600 184,216,600 4,535,001,400 0 1,012,500 1,600 648,000 2,099,000 500 150,000 22,400 102,900 99,400 0 10,000 0 361,900 0 4,508,200 694,000 225,000 67,800 0 0 0 0 1,600 7,100 15,600 35,200 0 (2,700) 196,900 161,800 1,402,300 0 1,000,000 1,600 648,000 2,028,400 500 160,000 23,500 98,500 100,100 0 0 0 361,900 0 4,422,500 660,700 570,000 67,300 0 96,600 0 0 1,500 7,100 15,900 35,200 11,500 0 196,900 156,600 1,819,300 0 1,000,000 1,600 648,000 2,064,800 500 168,000 24,600 100,300 100,800 0 0 0 361,900 0 4,470,500 660,700 570,000 66,700 0 85,200 0 0 1,400 7,300 16,200 35,200 13,000 0 196,900 156,600 1,809,200 175,000 0 175,000 0 103,400 103,400 175,000 0 175,000 0 233,000 233,000 175,000 0 175,000 0 233,000 233,000 5,100 700 10,500 628,800 0 0 645,100 0 0 321,400 274,100 16,900 25,600 638,000 5,700 700 11,600 697,900 0 0 715,900 0 0 356,800 304,300 18,700 28,500 708,300 6,300 800 12,900 774,700 0 0 794,700 0 0 396,000 337,700 20,800 31,600 786,100 3,549,200 290,000 3,697,600 290,000 3,869,700 290,000 0 10,000 0 10,000 123,500 0 428,400 551,900 0 10,000 0 10,000 123,500 0 0 123,500 0 10,000 0 10,000 123,500 0 0 123,500 Page 3 (Appendix B) STATUTORY APPROPRIATIONS For Fiscal Years 2000 and 2001 FY 2001 Board of Funeral Directors and Embalmers DPS FBI Fingerprinting - Funeral Directors Industrial Commission of Arizona Revolving Federal Grants Industrial Commission of Arizona - Subtotal Department of Insurance Examiners' Revolving Property & Casualty Guaranty Fund Life & Disability Guaranty Fund Assessments Fund Health Care Appeals Fund Receivership Liquidation Department of Insurance - Subtotal Department of Liquor Licenses and Control DPS FBI Fingerprinting Special Collections Department of Liquor Licenses and Control - Subtotal State Mine Inspector Abandoned Mine Safety Federal Grants State Mine Inspector - Subtotal Arizona Department of Racing Greyhound Adoption Program Admin. of County Fairs Racing Betterment Governor's Livestock Breeders Award DPS FBI Fingerprinting Arizona Breeders Award County Fair Racing Betterment Stallion Award Racing Comm. Bond Deposit Fund Coliseum Capital Outlay Arizona Department of Racing - Subtotal Radiation Regulatory Agency Federal Grants Nuclear Emergency Management Radiation Regulatory Agency - Subtotal State Real Estate Department Recovery Printing Revolving State Real Estate Department - Subtotal NINETY-TEN AGENCIES Accountancy Board Accountancy Board Barber Examiners Board Barber Examiners Board Naturopathic Physician Exam Board DPS FBI Fingerprinting Board of Nursing Federal Grants Structural Pest Control Commission Federal Grants TOTAL - INSPECTION AND REGULATION EDUCATION AZ Commission on the Arts Arts Endowment Expendable Trust AZ Commission on the Arts AZ Commission on the Arts - Subtotal State Board of Directors for Community Colleges Federal Grants Education 2000 Fund Les Arie Memorial Fund Directors for Community College - Subtotal FY 2002 FY 2003 Limited Non-Limited Limited Non-Limited Limited Non-Limited (Restricted) (Unrestricted) (Restricted) (Unrestricted) (Restricted) (Unrestricted) 0 1,000 0 1,000 0 1,000 0 0 0 128,300 3,303,800 3,432,100 0 0 0 143,300 3,670,900 3,814,200 0 0 0 128,300 3,767,300 3,895,600 9,012,000 0 0 200,000 310,000 0 9,522,000 0 5,080,000 9,063,500 0 0 167,000 14,310,500 9,012,000 0 0 200,000 225,000 0 9,437,000 0 9,847,700 8,140,000 0 0 170,000 18,157,700 9,012,000 0 0 200,000 225,000 0 9,437,000 0 9,632,100 7,776,600 0 0 173,200 17,581,900 80,000 4,618,200 4,698,200 0 0 0 80,000 5,080,000 5,160,000 0 0 0 80,000 5,588,100 5,668,100 0 0 0 30,000 0 30,000 0 265,100 265,100 30,000 0 30,000 0 21,200 21,200 30,000 0 30,000 0 21,200 21,200 0 20,700 398,400 0 265,600 265,600 15,700 0 132,800 1,098,800 4,800 29,500 873,500 0 582,400 582,400 26,400 0 291,200 2,390,200 0 18,600 326,500 0 217,600 217,600 13,600 0 108,800 902,700 0 37,800 1,144,400 0 762,900 762,900 34,700 0 381,500 3,124,200 0 10,300 55,600 0 37,100 37,100 5,300 0 18,500 163,900 0 0 0 350,000 0 350,000 0 0 0 335,000 575,000 910,000 0 0 0 335,000 575,000 910,000 10,000 0 10,000 134,700 32,600 167,300 10,000 0 10,000 134,600 31,500 166,100 10,000 0 10,000 133,100 31,500 164,600 1,010,000 16,000 1,491,100 16,000 1,514,300 16,000 171,700 500 170,500 1,700 170,500 1,700 0 2,400 0 4,300 0 6,500 240,200 374,200 552,100 399,400 360,200 389,200 0 109,500 0 109,500 0 109,500 26,518,000 22,738,800 27,709,800 27,278,500 29,274,000 26,113,700 0 0 0 2,219,400 882,200 3,101,600 0 0 0 2,230,400 656,100 2,886,500 0 0 0 2,241,900 656,100 2,898,000 0 0 0 0 330,300 0 2,000 332,300 0 0 0 0 330,300 12,172,600 2,000 12,504,900 0 0 0 0 330,300 13,093,500 2,000 13,425,800 300 27,400 801,600 (1,000) 534,400 534,400 24,300 0 267,200 2,188,600 Page 4 (Appendix B) STATUTORY APPROPRIATIONS For Fiscal Years 2000 and 2001 FY 2001 Arizona State School for the Deaf and the Blind Federal Grants Local Grants IGA and ISA Fund Trust ASDB Cooperative Services Facilities Use Fund School for the Deaf and the Blind - Subtotal Department of Education 1/ Federal Grants DOE Farm Loan Interest Research Based Systematic Phonics Instruction Teacher Certification Fund DOE Internal Services Education 2000 Fund Education Commodity Education Printing Department of Education - Subtotal School Facilities Board New Schools Facilities Fund Arizona Historical Society Historical Society Preservation/Restoration Hist Society Magazine Permanent AZ Historical Soc Revolving Arizona Historical Society - Subtotal Private Postsecondary Education Student Tuition Recovery Post Secondary Education Commission Aspire Prescott Historical Society of Arizona Other Non- Appropriated Fund Arizona Board of Regents Federal Grants Education 2000 Fund A & M College Land Earnings Military Institute Land Earnings University Land Earnings Normal School Land Earnings Arizona Board of Regents - Subtotal Arizona State University - Main Campus 1/ Collections Indirect Cost Recovery Loan Federal Indirect Cost Recovery Federal Grants Endowment and Life Income Designated Funds Auxiliary Restricted Funds ASU - Main Campus Subtotal Arizona State University - East Campus Collections Indirect Cost Recovery Federal Indirect Cost Recovery Federal Grants Endowment and Life Income Designated Funds Auxiliary Restricted Funds ASU - East Campus Subtotal Arizona State University - West Campus 1/ Collections Indirect Cost Recovery Federal Indirect Cost Recovery Federal Grants Endowment and Life Income Designated Funds Auxiliary Restricted Funds ASU - West Campus - Subtotal Northern Arizona University 1/ Collections Indirect Cost Recovery Loan Federal Indirect Cost Recovery Federal Grants FY 2002 FY 2003 Limited Non-Limited Limited Non-Limited Limited Non-Limited (Restricted) (Unrestricted) (Restricted) (Unrestricted) (Restricted) (Unrestricted) 0 0 0 0 0 7,300 7,300 2,315,300 250,200 0 191,600 6,343,100 99,000 9,199,200 0 0 0 0 0 7,400 7,400 2,115,300 228,100 0 100,000 6,640,800 100,000 9,184,200 0 0 0 0 0 7,500 7,500 2,140,300 228,100 0 100,000 6,833,400 101,000 9,402,800 0 0 0 0 33,600 0 253,800 0 287,400 466,807,600 24,000 0 0 3,647,600 0 0 1,292,200 471,771,400 0 0 0 1,309,600 32,800 0 266,500 0 1,608,900 434,291,900 24,000 0 0 2,670,500 310,791,200 0 1,352,700 749,130,300 0 0 0 1,309,600 32,800 0 279,800 0 1,622,200 434,103,500 24,000 0 0 2,693,500 349,929,700 0 1,432,000 788,182,700 0 20,000,000 0 20,000,000 0 0 0 0 47,300 63,100 30,700 141,100 0 0 0 0 50,000 54,000 74,000 178,000 0 0 0 0 55,000 55,500 74,700 185,200 190,000 28,500 190,000 28,500 0 28,500 0 0 285,700 0 0 0 120,000 518,300 120,000 518,300 120,000 518,300 0 0 0 0 0 0 0 874,000 0 450,000 135,000 1,800,000 185,000 3,444,000 0 0 0 0 0 0 0 874,000 46,690,400 450,000 135,000 1,800,000 185,000 50,134,400 0 0 0 0 0 0 0 874,000 50,373,900 450,000 135,000 1,800,000 185,000 53,817,900 100,851,600 0 0 0 0 0 78,333,400 0 0 179,185,000 240,000 2,314,400 656,800 14,121,500 75,802,500 4,052,700 11,392,300 93,061,100 43,402,900 245,044,200 98,988,200 0 0 0 0 0 81,285,900 0 0 180,274,100 240,000 2,430,100 662,500 14,827,600 79,593,100 4,255,300 12,028,800 97,714,200 45,573,000 257,324,600 99,374,900 0 0 0 0 0 84,358,300 0 0 183,733,200 240,000 2,551,600 671,100 15,569,100 83,572,600 4,468,100 12,689,000 102,599,900 47,851,700 270,213,100 3,628,700 0 0 0 0 849,300 0 0 4,478,000 0 232,100 265,600 1,724,600 22,700 429,400 30,700 1,329,900 4,035,000 4,520,500 0 0 0 0 1,028,800 0 0 5,549,300 0 278,500 279,000 1,810,800 30,600 633,500 39,900 1,662,400 4,734,700 5,807,300 0 0 0 0 1,342,700 0 0 7,150,000 0 334,200 292,900 1,901,600 41,300 818,300 51,900 2,078,000 5,518,200 3,759,400 0 0 0 0 8,022,100 0 0 11,781,500 0 34,800 311,100 2,063,000 33,400 270,000 330,000 535,300 3,577,600 2,979,300 0 0 0 0 8,436,700 0 0 11,416,000 0 36,600 326,500 2,166,200 35,100 270,000 343,200 562,100 3,739,700 3,164,300 0 0 0 0 8,872,000 0 0 12,036,300 0 38,400 342,900 2,275,100 36,900 270,000 356,900 590,200 3,910,400 28,201,500 0 0 0 0 693,500 288,600 300,000 1,374,700 27,091,300 27,849,800 0 0 0 0 705,000 297,500 300,000 1,414,600 28,036,300 27,829,800 0 0 0 0 725,000 303,900 300,000 1,516,000 28,955,600 Page 5 (Appendix B) STATUTORY APPROPRIATIONS For Fiscal Years 2000 and 2001 FY 2001 Endowment Designated Funds Auxiliary Enterprises Restricted Fund Northern Arizona University - Subtotal University of Arizona - Main Campus 1/ Collections Loan Endowment and Similar Funds Designated Funds Auxiliary Enterprises Restricted Funds University of Arizona - Main Campus - Subtotal University of Arizona - Health Sciences 1/ Collections Endowment and Similar Funds Designated Funds Auxiliary Enterprises Restricted U of A - Health Sciences - Subtotal TOTAL - EDUCATION PROTECTION AND SAFETY State Department of Corrections Federal Grants Criminal Justice Enhancement State Education Fund for Corrections Ed DOC Alcohol Abuse Treatment Drug Treatment and Education Fund Donations Special Services Risk Mgmt Insurance Reimbursement Arizona Correctional Industries Revolving Indirect Cost Recovery State Department of Corrections - Subtotal Arizona Criminal Justice Commission County Jail Juvenile Improvement Fund Federal Grants Arizona Criminal Justice Commission - Subtotal Auto Theft Authority Federal Grants Drug and Gang Prevention Resource Center IGA and ISA Fund Nonappropriated Federal and Private Grants Drug and Gang Prevention Resource Center - Subtotal Department of Emergency & Military Affairs Clifton Flood Control Federal Grants Freedom Academy Camp Navajo National Guard Fund Morale, Welfare & Rec. Nuclear Emergency Management National Guard Fund State Armory Property Fund Department of Emergency & Military Affairs - Subtotal FY 2002 FY 2003 Limited Non-Limited Limited Non-Limited Limited Non-Limited (Restricted) (Unrestricted) (Restricted) (Unrestricted) (Restricted) (Unrestricted) 0 33,118,400 0 0 61,319,900 430,000 6,928,800 40,977,600 9,837,500 87,922,000 0 32,472,100 0 0 60,321,900 430,000 8,376,000 41,797,200 10,072,900 91,429,500 0 31,434,500 0 0 59,264,300 430,000 10,230,600 42,633,100 10,313,900 95,408,100 82,286,200 0 0 30,336,700 0 0 112,622,900 1,540,200 731,500 4,036,500 143,251,500 159,194,400 218,854,300 527,608,400 73,330,700 0 0 38,250,600 0 0 111,581,300 1,581,500 753,400 4,097,000 108,649,700 163,970,200 223,281,400 502,333,200 73,315,300 0 0 40,581,900 0 0 113,897,200 1,596,900 776,000 4,158,500 109,721,900 167,089,300 228,030,600 511,373,200 6,815,700 0 0 0 0 6,815,700 0 2,175,700 9,550,700 6,380,200 103,660,700 121,767,300 6,513,700 0 0 0 0 6,513,700 0 2,241,000 9,837,200 6,507,800 106,770,500 125,356,500 6,577,300 0 0 0 0 6,577,300 0 2,308,200 10,132,300 6,638,000 109,973,600 129,052,100 376,807,700 1,478,490,900 377,868,300 1,809,483,300 384,408,000 1,883,934,300 0 3,772,900 0 667,900 2,400,000 0 2,213,600 0 20,370,000 0 29,424,400 11,358,600 0 1,081,500 0 0 100,000 3,000,000 185,700 300,000 701,100 16,726,900 0 3,961,600 0 667,900 2,400,000 0 2,213,600 0 22,407,000 0 31,650,100 11,358,600 0 1,153,800 0 0 100,000 3,000,000 185,700 330,000 701,100 16,829,200 0 3,961,600 0 667,900 2,400,000 0 2,213,600 0 24,647,700 0 33,890,800 11,358,600 0 1,210,400 0 0 100,000 3,000,000 185,700 363,000 701,100 16,918,800 0 0 0 850,000 22,835,600 23,685,600 0 0 0 0 11,656,500 11,656,500 0 0 0 0 11,982,900 11,982,900 0 240,000 0 0 0 0 0 0 0 493,700 120,000 613,700 0 0 0 493,700 5,000,000 5,493,700 0 0 0 493,700 5,000,000 5,493,700 0 0 0 0 0 0 0 0 0 0 46,863,900 15,000 7,478,700 25,000 0 135,000 159,100 54,676,700 0 0 0 0 0 0 0 0 0 650,000 20,357,200 15,000 7,707,000 25,000 279,300 140,000 0 29,173,500 0 0 0 0 0 0 0 0 0 0 19,138,000 15,000 7,938,400 25,000 279,300 142,000 0 27,537,700 Page 6 (Appendix B) STATUTORY APPROPRIATIONS For Fiscal Years 2000 and 2001 FY 2001 Department of Public Safety Federal Grants Peace Officers Training Fund Records Processing DPS Administration Fund Motor Carrier Safety Revolving DUI Abatement Fund Finger print Clearance Card Fund IGA and ISA Fund Anti-Racketeering Criminal Justice Enhancement Department of Public Safety - Subtotal Department of Juvenile Corrections Federal Grants Juvenile Corrections Fund Dept. of Juvenile Corrections - Subtotal FY 2002 FY 2003 Limited Non-Limited Limited Non-Limited Limited Non-Limited (Restricted) (Unrestricted) (Restricted) (Unrestricted) (Restricted) (Unrestricted) 0 5,306,300 4,374,000 98,000 0 257,900 880,000 0 726,300 2,254,200 13,896,700 19,726,900 0 295,000 702,600 1,500 0 0 6,487,600 573,700 0 27,787,300 0 5,277,800 4,374,000 0 0 264,300 880,000 0 689,200 2,309,000 13,794,300 17,440,700 0 295,000 686,700 4,000 0 0 6,699,600 546,800 0 25,672,800 0 5,406,300 4,374,000 0 0 270,900 880,000 0 648,600 2,365,300 13,945,100 18,504,800 0 300,000 686,700 4,000 0 0 6,991,100 517,500 0 27,004,100 0 0 0 8,490,000 272,000 8,762,000 0 0 0 3,040,500 122,000 3,162,500 0 0 0 3,393,600 122,000 3,515,600 43,321,100 132,492,200 45,444,400 91,988,200 47,835,900 92,452,800 TRANSPORTATION Department of Transportation Maricopa Regional Area Road Fund Arizona Highways Magazine Enterprise ADOT Federal Programs Economic Strength Project Cash Deposits Fund Vehicle Inspection & Title Enforcement Motor Vehicle Liability Insurance Enforcement Motor Carrier Safety Revolving Shared Location Expense Fund Highway Expansion & Extension Loan Pgm Local Agency Deposits Fund Underground Storage Tank Clearing ADOT Bond Proceeds ADOT Warehouse HURF Debt Service Maricopa RARF Debt Service Department of Transportation - Subtotal 256,086,000 0 300,000 1,000,000 60,000 0 1,665,900 21,000 30,000 0 500,000 (2,400,000) 0 0 0 0 257,262,900 58,044,000 11,861,400 3,500,000 100,000 120,000 0 0 0 0 243,102,700 17,000,000 40,000 263,775,000 15,000 92,410,600 185,267,600 875,236,300 263,816,000 0 300,000 1,000,000 60,000 1,207,300 1,665,900 32,000 30,000 0 500,000 0 0 0 0 0 268,611,200 109,666,000 12,181,700 3,500,000 100,000 120,000 0 0 0 0 80,400,000 17,000,000 30,000 39,550,000 15,000 84,871,500 173,374,700 520,808,900 276,958,000 0 300,000 1,000,000 60,000 1,207,300 1,665,900 43,000 30,000 0 500,000 0 0 0 0 0 281,764,200 50,331,000 12,542,500 3,500,000 100,000 120,000 0 0 0 0 81,300,000 17,000,000 15,000 66,625,000 15,000 80,003,000 172,860,300 484,411,800 TOTAL - TRANSPORTATION 257,262,900 875,236,300 268,611,200 520,808,900 281,764,200 484,411,800 0 0 900,000 166,000 0 700,000 0 35,000 0 0 1,801,000 4,000 15,524,100 20,000 4,000 810,000 34,000 7,996,800 888,000 100,000 195,000 25,575,900 0 0 1,300,000 166,000 0 705,000 0 35,000 0 0 2,206,000 4,000 14,657,000 22,000 4,000 1,300,000 35,000 7,931,200 888,000 100,000 200,000 25,141,200 0 0 1,300,000 166,000 0 720,000 0 35,000 0 0 2,221,000 4,000 14,404,700 23,000 4,000 1,300,000 36,000 7,137,800 888,000 100,000 200,000 24,097,500 0 0 0 84,100 77,900 162,000 0 0 0 84,800 109,100 193,900 0 0 0 84,800 109,100 193,900 0 18,000 0 0 0 0 0 18,000 32,600 21,690,000 568,300 15,000 1,060,400 0 75,000 23,441,300 0 0 0 0 0 18,000 0 18,000 0 22,000 0 0 982,200 3,960,000 85,000 5,049,200 0 0 0 0 0 18,000 0 18,000 0 22,000 0 0 961,200 3,460,000 95,000 4,538,200 TOTAL - PROTECTION AND SAFETY NATURAL RESOURCES Arizona Game & Fish Department Credit Card Revenue Clearing Fund Federal Conservation Development Wildlife Theft Prevention Capital Improvement Off Highway Vehicle Recreation Heritage Trust Big Game Permit Publications Revolving Arizona Game & Fish Department - Subtotal Arizona Geological Survey Geological Survey Fund Federal Grants Arizona Geological Survey - Subtotal State Land Department Federal Grants Federal Reclamation Trust CAP Municipal & Industrial Repayment Fund Interagency Agreements Cooperative Forestry Program Fund Fire Suppression Fund Resource Analysis Revolving State Land Department - Subtotal Page 7 (Appendix B) STATUTORY APPROPRIATIONS For Fiscal Years 2000 and 2001 FY 2001 Department of Mines & Mineral Resources Mines & Mineral Resources Arizona State Parks Board Federal Grants State Lake Improvement Fund Enhancements Off-Highway Vehicle Heritage Donations Publications Revolving Arizona State Parks Board - Subtotal Department of Water Resources Flood Warning System Fund Arizona Water Protection Fund Federal Grants Arizona Water Banking Fund General Adjudications Augmentation & Conservation Emergency Dam Repair State Water Storage Arizona Water Quality Fund Publications & Mailing Fund Production & Copying Fund IGA and ISA Fund Administrative Indirect Cost Recovery Department of Water Resources - Subtotal TOTAL - NATURAL RESOURCES TOTAL - STATUTORY APPROPRIATIONS FY 2002 FY 2003 Limited Non-Limited Limited Non-Limited Limited Non-Limited (Restricted) (Unrestricted) (Restricted) (Unrestricted) (Restricted) (Unrestricted) 0 91,000 0 91,000 0 91,000 0 6,526,000 1,648,800 1,646,900 0 200,000 0 10,021,700 2,412,700 1,476,900 3,276,500 316,400 10,050,000 5,000 438,000 17,975,500 0 6,526,000 1,983,600 1,692,100 0 200,000 0 10,401,700 2,407,200 1,524,400 3,373,200 325,100 10,050,000 5,000 438,000 18,122,900 0 6,526,000 2,009,500 1,738,700 0 200,000 0 10,474,200 2,407,200 1,571,900 3,443,200 334,100 10,050,000 5,000 438,000 18,249,400 0 0 0 12,850,000 0 650,000 50,000 0 0 0 0 0 9,000 0 13,559,000 9,700 880,600 115,200 1,000,000 0 372,700 70,900 844,800 60,400 12,000 50,000 75,000 (9,000) 496,200 3,978,500 0 0 0 12,950,000 0 650,000 50,000 0 0 0 0 0 9,000 0 13,659,000 4,600 702,800 0 900,000 0 338,500 39,400 730,800 60,800 12,000 50,000 75,000 (9,000) 496,200 3,401,100 0 0 0 13,050,000 0 650,000 50,000 0 0 0 0 0 9,000 0 13,759,000 0 583,600 0 800,000 0 280,700 42,100 577,400 59,700 12,000 50,000 75,000 (9,000) 496,200 2,967,700 25,399,700 71,224,200 26,284,700 51,999,300 26,472,200 50,137,700 1,097,479,100 7,369,374,600 1,125,237,100 7,534,323,700 1,145,719,100 7,928,890,000 1/ These funds consist of other appropriated funds. * Agency did not provide full details of revenue projections therefore FY 2001 estimates were extended to FY 2002 and FY 2003 Page 8