Renewing Arizona Family Traditions 2001 Annual Report Arizona Supreme Court Administrative Office of the Courts Juvenile Justice Services Division April 2001 Table of Contents I. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 II. Provider Agencies and Geographic Service Responsibilities . . . . . . . . . . . . . . 3 III. Service Descriptions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 IV. Direct and Indirect Hours . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 A. B. All Counties - Direct/Indirect Hours . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 By Region - Direct/Indirect Hours . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 V. RAFT Emergency Funds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 VI. Demographic Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 VII. A. Gender of Youth: B. Ethnicity of Youth: All Counties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . By Region . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . All Counties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . By Region . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 13 14 15 Intakes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 A. B. Referrals All Counties/ By Region . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 Total Intakes By County/ By Region . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 VIII. Discharge and Outcome Criteria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 IX. Discharge and Outcome Statistics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 A. B. C. X. Discharges/Outcomes-All Counties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 Discharges By Region . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 Outcomes By Region . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 RAFT Clinical Forums . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division i RAFT 2001 Annual Report I. Introduction The Renewing Arizona Family Traditions (RAFT) program has completed another year responding to the needs of Arizona’s youth and families by providing intensive, family-oriented services to court referred youth. In this, the second annual report for the RAFT program, the AOC reviews the successes as well as the opportunities for growth within the RAFT program. Adolescents with serious behavior issues are traditionally one of the hardest populations to treat successfully. In response to this difficulty, approaches to working with such populations have evolved from removing adolescents from the home toward treating the youth and family within the family unit. This movement toward family preservation using a multi-systems approach was first introduced to the Arizona Juvenile Courts by the Administrative Office of the Courts (AOC) in January of 1994 as the Renewing Arizona Family Traditions (RAFT) program. The RAFT concept is based on the Homebuilder’s model, developed in 1974 by Doctors Jill Kinney and David Haapala to help families who were not successful in community-based programs. RAFT is an intensive in-home, therapeutic, case management and skillsoriented model of intervention. RAFT providers’ timely and intense interventions involve diffusing immediate crises, therapeutically engaging the family, developing goals with the family, teaching skills to family members, and providing case management, with the ultimate goal of eliminating or reducing the amount of court involvement with the juvenile. RAFT is not a preventative program for low-risk offenders, but is intended to intervene in high risk situations with multi-need families. The child or adolescent may be at risk of being removed from the family or family violence may threaten the stability of the family. RAFT intervenes and responds immediately in a wide variety of areas beyond the scope of many other intervention programs. Therapists employed to deliver RAFT services are required to possess a masters degree with training and/or experience in counseling or social work. The program model uses a single therapist to deliver the intensive services. The RAFT program supports the philosophy that the most effective therapeutic work occurs when the therapist is involved in doing concrete tasks with the family rather than doing traditional “talk therapy.” Services follow the client (home, school, neighborhood) rather than the client and family coming to the service. RAFT preservationists are available 24 hours a day, seven days a week. Therapists work closely and intensively with the youth and family, often having daily contact when necessary. Perhaps most importantly for families in crisis, RAFT preservationists focus on immediate, maximum effort by the staff, youth and family to attain goals which de-escalate the crisis and create stability. These differences between RAFT and traditional approaches have been identified as the very elements which attribute to the program’s effectiveness. The responsiveness to the youth and family’s needs, the flexibility of services, the setting where services occur, and the length and intensity of services are noted as Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division 1 RAFT 2001 Annual Report major contributors to the success of the RAFT model. The RAFT program has evolved in response to several programmatic issues that have materialized since its inception in 1994. The original model was a crisis oriented, short term (four to six weeks long), therapeutic program without case management. RAFT providers had difficulty identifying communitybased, lower intensity follow-up services within the original four to six week time frame. Additionally, the availability of follow up services in rural areas was a problem. In response to these issues, the RAFT program was changed in February 1999 to include case management as well as therapeutic and skill development services. The RAFT model also changed from purely a short term crisis intervention orientation to a goal-based performance model. Referrals now include intensive family reunification and social reintegration services to juveniles transitioning from detention, shelter or out of home placement who are in need of stabilization and support. The revised RAFT program has responded to other issues as well. Geographic coverage under the initial RAFT model was often limited, especially in rural areas. The number of families and clients which could be served was also highly limited. Under the revised model, the AOC has been able to expand both geographic coverage and the capacity of the service by giving the contracted providers the administrative authority to use therapists for services other than RAFT, as long as staff availability for RAFT services is maintained. RAFT contracts are performance-based and the contractors are financially incentivized to produce positive outcomes through a stepped case rate reimbursement payment process. The contractor is paid in “increments” as they deliver the services to the clients and meet established performance goals. For example, the contract pays a higher rate for an intake completed within 24 hours of referral than one that is completed within 7 days. The contractor who successfully discharges a client according to established criteria is paid a significant incentive. Conversely, the contractor does not receive an incentive for a client who is not successfully discharged. Finally, the contractor receives an additional significant incentive payment for clients who meet established outcome criteria 180 days post discharge. In this way, contractors are encouraged to develop treatment plans and deliver services in ways that promote long term success. The AOC believes that evaluating its contracted services helps improve the effectiveness of those services. This report will examine the RAFT program through a presentation of the data collected by the AOC through its contract providers and other sources. The data outlined include provider agencies, service types provided, demographic data, and outcomes. The data cited cover the period from July 2000 through June 2001. The AOC relies on the provider agencies to collect and report the demographic data, discharge and outcome data, and number and type of service hours provided. In the past two years, the AOC has Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division 2 RAFT 2001 Annual Report discovered that the data reported by the provider agencies is not subjected to rigorous quality assurance. The AOC is in the process of addressing this data collection and reporting problem with the provider agencies with a goal of resolving this accuracy issue by the end of fiscal year 2003. Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division 3 RAFT 2001 Annual Report II. Provider Agencies and Geographic Service Responsibilities Regions I, II and III - Arizona’s Children Association Arizona’s Children Association provides RAFT services to three regions in Arizona. Region I is now a three county region which originally included Coconino, Navajo, Yavapai, Mohave, and Apache counties. Apache county was later incorporated into Region II, and Mohave county probation uses a modified home based counseling program for their service model instead of RAFT. This model is entitled Mohave County Building Up Families Services (MCBUFS). This program was not active in fiscal year 2001 due to provider issues. Arizona’s Children Association joined in a subcontract with West Yavapai Guidance Clinic and the Verde Valley Guidance Clinic to deliver services to the three remaining northern Arizona counties: Coconino, Yavapai and Navajo. Region II includes Apache, Gila, Graham, Greenlee and Pinal counties. Arizona’s Children Association joined in a subcontract with Pinal Hispanic Council to deliver services in Pinal County, and with Rim Guidance in Gila County. Region III includes Pima, Santa Cruz and Cochise counties. Region IV - Arizona Baptist Children’s Services Arizona Baptist Children’s Services (ABCS) provides RAFT services in Region IV, which includes Maricopa, Yuma and La Paz counties. ABCS has been involved with the RAFT program in Arizona since its inception in 1994. The map on the following page shows each region and the agency which provides services to that region. Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division 4 RAFT 2001 Annual Report III. Service Descriptions RAFT providers throughout the state offer a wide variety of services to meet the needs of the youth and families with whom they work. The ultimate goal of RAFT services is to reduce recidivism. This goal is achieved using a variety of techniques and interventions which fall into three main categories of service: Case Management, Psycho-educational and Therapeutic. A description of each is provided below. Case Management Services RAFT therapists take an active role in securing community and faith-based supports for their clients and families. These services include locating assistance for families with paying bills, identifying interim housing, or applying for temporary financial assistance. School support is another important aspect of case management services. The therapist works with school administrators, teachers and school counselors to put plans in place to support youth in school. When formal schooling is not an option, alternative education may be recommended for the client. It may also be an option for the client’s parent(s) who are interested in pursuing their education. If mental health issues are identified for the client or family, RAFT therapists assist in accessing these services through the Regional Behavioral Health Authority (RBHA). The RAFT therapist is responsible for coordinating RAFT services with other mental or behavioral health treatment services delivered through the RBHA. Clients and families frequently require general health care. When such needs are identified, the therapist works with the family to obtain medical coverage for youth, siblings and parents through Title XIX. RAFT therapists work with families to take advantage of community-based resources such as Job Training Partnership Act, and with support programs such as the Boys and Girls Clubs. As one RAFT therapist expressed, “You have to be imaginative and do whatever it takes to meet the child’s needs.” Psycho-educational Services RAFT therapists provide a great deal of issue-related education to their clients. For example, therapists may work with parents to help them understand the dynamics of their child’s substance abuse. They may strive to help the family break dysfunctional patterns by providing all of the family members with information about their role in these patterns and encouraging new ways of relating to one another. Parenting skills development is often an area of need for the parents with whom RAFT providers work. RAFT providers may address this need by intervening directly to de-escalate situations between parents and youth, modeling and coaching preferred behaviors or even referring parents to parenting skills classes. Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division 6 RAFT 2001 Annual Report RAFT therapists teach parents to provide structure, set boundaries, develop and enforce rules, and deliver appropriate discipline. Therapeutic Services RAFT therapists typically need to deliver intensive services, working individually with clients, or with youth and family members together. Often, therapists have to work hard just to rebuild family unity prior to beginning any client specific interventions. According to a RAFT therapist, “Parents get so tired of their child’s disruptive behavior, they may feel ready to give up. We work to help parents get back in control.” Therapists may have to work separately with the parent and child until they are ready to be brought together. RAFT therapists occasionally find that parents and other family members are very motivated to support changes in the youth, but are resistant to making changes themselves. In most cases, this resistance can be overcome and improvement in both the client and family occur, but sometimes a RAFT therapist must assist the youth in developing other support systems in addition to the immediate family. In addition to the variety of case management, psycho-educational and therapeutic services, RAFT therapists may assume the role of mentor with the individual youths they counsel. They may meet with the youth once or twice a week in this revised role to talk about school, sports, or friends. The RAFT therapist typically serves in this mentoring role to help transition the youth and family to other, more long-term community based support systems. Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division 7 RAFT 2001 Annual Report IV. Direct and Indirect Hours RAFT service hours are classified as either direct or indirect. Direct hours include therapeutic sessions with the youth and family, skill development with the youth and family, crisis intervention, and case management activities requiring direct involvement with the client. Indirect hours include such activities as advocating for the client with his/her school and other community providers, accessing community resources for the client, accessing economic and social support systems on the client’s behalf, and progress note and report writing. The graphs on pages eight and nine provide a report of RAFT therapists’ direct and indirect hours. Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division 8 RAFT 2001 Annual Report V. RAFT Emergency Funds Emergency fund monies are available for providing emergency services to referred client families. RAFT emergency fund use is not to exceed $400 per family. Each provider must develop a written policy and procedure for their RAFT emergency fund, and all disbursements or use of emergency funds must be in accordance with AOC approved policy and procedure. RAFT emergency funds are required to be kept in a separate account and available for AOC review. The following are highlights of the provider agencies’ emergency fund policies. Emergency Fund Policy and Use: < Arizona Baptist Children’s Services Emergency funds are available for RAFT clients in crisis requiring financial assistance to mitigate the crisis. Emergency funds are available for rent, utilities, food, clothing, transportation, repairs, and certain medical expenses. From July 2000 through June 2001, Arizona Baptist Children’s Services served 79 youth and their families with $20,024.71 in emergency funds. This is an average of $253.48 per client and family served. < Arizona’s Children Association Emergency funds are for stabilizing a family during crisis, and are to be used only if they will reduce the stress and tension a family is experiencing due to lack of resources. A petty cash box is maintained for RAFT preservationists, who may utilize up to $50 for immediate emergency needs without authorization from their supervisor. Should the family require additional emergency funds, the monies used from the petty cash fund will be subtracted from the $400 available for the family’s use. The agency budgets $100 per family, recognizing many families will be served through RAFT where no emergency funds are needed. RAFT emergency funds are available for assistance with rent, utilities, medical treatment, safety and essential comfort of living environment, food, transportation, and clothing. From July 2000 through June 2001, Arizona’s Children Association provided $1436.45 in emergency funds to 25 youth and their families, for an average of $57.46 per client and family. Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division 11 RAFT 2001 Annual Report VI. Demographic Information The graphs on pages 12 and 13 represent the gender breakdown of RAFT clients, statewide and by region. The graphs on pages 14 and 15 represent the ethnicity of RAFT clients, statewide and by region. Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division 12 RAFT 2001 Annual Report VII. Intakes RAFT providers must accept youth who meet the following intake criteria: A. Incorrigibility/ Delinquency: Youth who present to the court and family with incorrigible or delinquent behaviors which threaten the stability and unity of the family, and whose family is willing to learn how to improve parenting skills and positively impact their youth’s behaviors. B. Substance Abuse: The youth and perhaps other family members present with substance abuse problems, but are interested in and available for assistance with education, treatment and other skill development and improvement. C. Family Violence: Documented evidence exists that physical violence has existed in the family with a high likelihood that renewed or escalated violence will occur. Family members must express a commitment to learn new ways of expressing anger in non-violent ways. D. Behavioral Health: The youth or family member presents with a serious behavioral health problem negatively impacting family stability, but which may be addressed through a combination of medication, treatment and skill development. E. Sexual Behavior: The youth is engaging in promiscuous sexual behaviors in or outside of the home and/or the family’s sexual boundaries are contributing to inappropriate sexual behaviors. RAFT providers may deny or terminate services according to the following criteria: A. The family’s location is unknown. B. The therapist cannot gain access to or contact the family after multiple documented attempts. C. The youth/family presents a risk which is highly dangerous or life threatening. D. The youth/family adamantly refuses services and will not cooperate. Once the RAFT provider receives the referral from the juvenile court, the AOC prefers that the provider make face-to-face contact with the client and complete a written assessment of the family within 24 hours of receipt of the referral. If the referral is designated by the county probation department as a crisis referral, the intake and assessment must be completed within 24 hours of the provider’s receipt if the referral. For Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division 17 RAFT 2001 Annual Report all referrals, if face-to-face contact within 24 hours is not possible, then telephone contact is required and must be documented. If the referral is not designated as a crisis referral, the provider then has seven days to make face-to-face contact with the youth and family and complete the initial assessment form. Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division 17 RAFT 2001 Annual Report VIII. Discharge and Outcome Criteria The AOC contracts with each of the RAFT provider agencies using an incentivized case rate. The provider is paid an incentivized rate for intake, a set rate for acceptance of a case, an incentive for successful discharge, and a final incentive payment for a successful outcome 180 days after discharge. A successful discharge in the RAFT program is measured by the following criteria: A. The problem behaviors for which the client/family was referred have been eliminated or diminished and the family is stable as may be evidenced by documented achievement of service plan goals. B. The youth remains in the home or has been successfully transitioned from an out of home environment to the home or other relevant environment. C. The youth is actively attending school and achieving passing grades or is actively pursuing alternative education and/or is employed or seeking employment. D. The youth is compliant with the terms of probation The target performance goals of RAFT are that 80 per cent of RAFT referrals accepted into service will be successfully discharged, and 80 per cent of RAFT clients will not have been removed from the home during the six month period following discharge. Successful outcome is measured against the following criteria: A. The client remains in the home with no removal for out of home placement, detention on a new charge or detention or probation violation for longer then 72 hours, with no runaway for longer than 7 days, no commitment to the Department of Juvenile Corrections, or transferred to adult court and placed on probation or sentenced to the Department of Corrections; AND B. The client is meeting the terms of probation and has not received any new referrals excluding status offenses; AND Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division 20 RAFT 2001 Annual Report C. The client is attending school and achieving passing grades, or, if not in school, is actively pursuing alternative education and/or is employed. Clients who are not successfully discharged due to their lack of compliance with one or more of the program’s discharge criteria may still be tracked to determine whether they meet the criteria for a successful outcome. The provider agencies may then report and bill the AOC for a successful outcome if the client meets the successful outcome criteria six months after discharge, even if the discharge was unsuccessful. The graph on page 23 shows a total of 337 youth statewide who completed RAFT services from July 2000 through June 2001, as well as whether the youth were successfully or unsuccessfully discharged, and whether their case was considered a successful or unsuccessful outcome (successful or unsuccessful outcomes are measured 180 days after discharge). The graph on page 24 shows successful and unsuccessful discharges by region, and the graph on page 25 shows successful and unsuccessful outcomes by region. Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division 21 RAFT 2001 Annual Report IX. Discharge and Outcome Statistics Please refer to the charts on pages 23, 24 and 25. Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division 22 RAFT 2001 Annual Report X. RAFT Clinical Forums The AOC is committed to the continuing development of the RAFT service. Quarterly training forums have been sponsored and facilitated by the AOC for RAFT therapists, program supervisors, probation officers and probation supervisors since the service’s inception. The forums aid in fostering understanding and cooperation between the probation departments and providers. RAFT forums have delivered a wide variety of clinical information and training to the attendees. Therapist safety in the client home, overcoming resistant families, substance abuse issues, domestic violence, and a host of other topics have been delivered throughout the years. Experienced therapists have used the forums to share their insights with their colleagues and probation staff. Probation staff have trained on court process, needs and procedures in order to help the providers understand and meet the court’s needs. In fiscal year ‘02, the RAFT forum featured a professor of social work who presented a review of empirical theories entitled, “What Works? Evidence Based Practice with Children and Adolescents.” In addition, the forum featured an overview of the adult probation system designed to give providers knowledge of the similarities and differences between the juvenile and adult probation systems. Therapists and probation officers have used the forums to communicate their need for support from each other when faced with resistant families and to form partnerships for improved services. The training opportunity is unique and the benefits to therapists, probation officers and the families they serve is ultimately a benefit to Arizona. Arizona Supreme Court . Administrative Office of the Courts Juvenile Justice Services Division 26 RAFT 2001 Annual Report