Prepared by State Historic Preservation Office (SHPO): 2008-2009 Fiscal Year 2009 REPORT ON AGENCY PERFORMANCE INTRODUCTION Arizona State Statutes §41-861 through §41-864 direct state agencies to: preserve historic properties under their ownership or control; consider the use of historic properties for agency responsibilities; establish a program to locate, inventory, and nominate properties to the Arizona Register of Historic Places; insure that properties are not destroyed or substantially altered by state action or assistance; make appropriate documentation in accordance with State Historic Preservation Office (SHPO) standards if a property is destroyed or altered; and seek review and comment from the SHPO on agency plans. This report provides a summary of the performance of state agencies in compliance with these state statutes. The information provided was compiled from SHPO records and an agency self-evaluation questionnaire. Table 1. Agencies responding to the questionnaire Arizona Corporation Commission (ACC) Arizona Department of Administration (ADOA) Arizona Department of Agriculture (ADA) Arizona Department of Commerce (ADOC) Arizona Department of Corrections (ADC) Arizona Department of Housing (ADH) Arizona Department of Water Resources (ADWR) Arizona Division of Emergency & Military Affairs (DEMA) Arizona Exposition and State Fair (AESF) Arizona Game and Fish Department (AGFD) Arizona Geological Survey (AGS) Arizona Historical Society (AHS) Arizona Pioneers' Home Arizona State Library Archives & Public Records (ASLAPR) Arizona State Parks (ASP) Arizona State Park/State Historic Preservation Office (SHPO) Arizona State School for the Deaf & Blind (ASDB) Arizona State University (ASU) Northern Arizona University (NAU) Power Authority School Facilities Board (SFB) University of Arizona (U of A) Water Infrastructure Finance Authority (WIFA) A.R.S. 41-861 AGENCY RESPOSIBILITES The chief Administrator of each state Agency is responsible for the preservation of Historic Properties, which are owned or controlled by the agency. Prior to acquiring, constructing or leasing buildings for purposes of carrying out agency responsibilities, each agency shall consider the use of historic buildings. Each agency shall undertake any preservation necessary to carry out this article in a manner consistent with the preservation of historic properties, the duties of the agency and professional standards, which the state historic preservation officer recommends. The chief administrator of a state agency may designate a full-time employee to coordinate the agency’s activities under this article. 1 Table 2. Agency employees designated to coordinated historic preservation activities. Agency Arizona Corporation Commission (ACC) Designated Cultural Resource Staff Time Other staff Staff meeting Historic Preservation Professional Standards 5 hrs/wk 3 No 0 Approx. Number of Projects/ Activities in '09 1 to 50 0 Arizona Department of Administration Arizona Department of Agriculture (ADA) Arizona Department of Commerce (ADOC) Arizona Department of Corrections (ADC) 1 0 As needed No 0 Arizona Department of Housing (ADH) Arizona Department of Water Resources (ADWR) Arizona Division of Emergency & Military Affairs (DEMA) Arizona Exposition and State Fair (AESF) Arizona Game and Fish Department (AGFD)* 1 As needed No 1 to 50 0 0 1 to 50 0 0 1 1 to 50 1 5-10 hrs/wk 1 Part-time Arizona Geological Survey (AGS) 1 As needed Arizona Historical Society (AHS) 1 2 hrs/wk No 1 to 50 Arizona Pioneers' Home Arizona State Library Archives & Public Records (ASLAPR) Arizona State Parks (ASP) Arizona State Park/State Historic Preservation Office (SHPO) Arizona State School for the Deaf & Blind (ASDB) 1 1-2 hrs/wk No 1 to 50 1 1 Part-time Full-time Yes Yes 1 to 50 1 to 50 7 Full-time Yes 1500 + 1 1-2 hrs/wk No 1 to 50 Arizona State University (ASU) 1 28 hrs/wk Yes 1 to 50 Northern Arizona University (NAU) 1 As needed No 1 to 50 Power Authority 1 As needed No 1 to 50 School Facilities Board 1 1 hr/wk Yes 1 to 50 University of Arizona (U of A) Water Infrastructure Finance Authority (WIFA) 1 10 hrs/wk Yes 1 to 50 0 3 No 1 to 50 No 1 to 50 No 2 2 0 2 Table 3. Summary of agency’s use of historic buildings in FY 2009 Agency Agency Considers the Use of Historic Buildings Agency Currently Owns Leases Uses Historic Buildings Acquired, Leased or Constructed Buildings for Agency Use in '09 Arizona Corporation Commission (ACC) Yes Arizona Department of Administration Yes Arizona Department of Agriculture (ADA) No Arizona Department of Commerce (ADOC) No Arizona Department of Corrections (ADC) No Arizona Department of Housing (ADH) Yes No Arizona Department of Water Resources (ADWR) No No Historic Property Acquired or Leased in '09 No Yes No No No Yes Yes Arizona Division of Emergency & Military Affairs (DEMA) NR Arizona Exposition and State Fair (AESF) Yes Arizona Game and Fish Department (AGFD) Yes Yes Arizona Geological Survey (AGS) No No Arizona Historical Society (AHS) No Yes No Arizona Pioneers' Home No Yes No Arizona State Library Archives & Public Records (ASLAPR) No Yes No Arizona State Parks (ASP) Yes Yes Yes Arizona State School for the Deaf & Blind (ASDB) Yes Yes No Arizona State University (ASU) Yes Yes No Northern Arizona University (NAU) Yes Yes Yes Power Authority No No School Facilities Board No No University of Arizona (U of A) Yes Water Infrastructure Finance Authority (WIFA) NR None NR Yes Yes No None Picket Post House Pickin'R Ranch None No NR 3 The following agencies participated in the Arizona Site Steward Program to assist in fulfilling their responsibilities to protect historic properties. The Arizona Site Steward Program, which is administered by Arizona State Parks, provides trained volunteers to assist federal and state land managers in protecting resources through regular monitoring of threatened properties. Arizona State Parks Arizona Game and Fish Department Arizona State University Arizona State Land Department University of Arizona Agencies provided the following comments on other proactive programs/activities to protect and preserve and enhance Arizona Register listed or eligible properties. Arizona Department of Administration (ADOA) ADOA has included historic properties in the annual budget renewal list for FY2010 and FY2011. It is ADOA practice to utilize state-owned spaces whenever possible. BPS performs space planning for the ADOA Building system and enforces this practice. Currently, all of the historic properties under ADOA management are fully occupied. Arizona Department of Corrections (ADC) ADC has identified buildings at the Fort Grant unit of the Arizona State Prison Complex Safford, as well as the Arizona State Prison Complex Florence as historic buildings, which require us to consider any changes that might affect these structures, as well as to work with appropriate agencies, such as the SHPO, prior to conducting such work activities. Additionally, at least one prison unit site (East unit at Florence) is located on an identified Native American artifact site. ADC has had staff from Florence, Ft. Grant and our central office facilities bureau attend a seminar and receive training from the SHPO on preserving historic buildings. ADC has had at least 2 institutions engage in cooperative agreements to provide inmate labor that has been utilized on historic building projects. Our contract partners are the ones involved in the approvals for the work. In the past year, the State prison at Douglas has engaged in the following projects; renovation of the Grand Theater, Douglas; maintenance of the Douglas Police Department building (formally the Union Pacific Railway Depot); maintenance and historic item display inventory cataloguing at the Tombstone courthouse; maintenance and renovation in the town of Tombstone and restoration and cleanup of the Gleeson cemetery. Arizona Pioneers’ Home (APH) Initiating energy savings performance contracting for the historic Pioneer’s Home. Arizona State University (ASU) Structural Analysis of the Social Science Building (1959) to determine the feasibility of reoccupation of the fourth floor and potential/requirements for stabilization and continued use. Updating of the 2003 Historic Resources Management Policies & Procedures Recommendations; Ongoing development of a National Register of Historic Places Multiple Property Documentation Form (MPDF) for the Tempe campus 4 and an amendment to the Williams Air Force Base Historic Resources MPDF for the Polytechnic Campus. The ASU Historic Preservation Coordinator made presentations to the ASU Chief Financial Officer, Facilities Management Supervisors, and Capital Projects Management Group on ASU Historic preservation requirements. Northern Arizona University (NAU) NAU had planned to attend training and then apply for a grant (AZ Heritage Fund) to repair Old Main, but those activities were suspended and/or cancelled. The website still lists those activities as suspended/cancelled. A.R.S 41-862 PROGRAM In cooperation with the state historic preservation officer, each state agency shall establish a program to locate, inventory and nominate to the Arizona Register of Historic Places all properties under the agencies ownership or control that appear to meet the criteria for inclusion on the register. Each state agency shall exercise caution to insure that the property is not inadvertently transferred, sold, demolished, substantially altered or allowed to deteriorate significantly. Pursuant to A.R.S 41-862, agencies were asked to provide information on their program to locate, inventory, and nominate to the Arizona Register of Historic Places all properties under the agency's ownership or control that appear to meet the criteria for inclusion on the register. Table 4. Agency activities to locate, evaluate and nominate properties to the Arizona Register of Historic Places Agency Arizona Corporation Commission (ACC) Arizona Department of Administration Arizona Department of Agriculture (ADA) Arizona Department of Commerce (ADOC) Arizona Department of Corrections (ADC) Arizona Department of Housing (ADH) Arizona Department of Water Resources (ADWR) Arizona Division of Emergency & Military Affairs (DEMA) Arizona Exposition and State Fair (AESF) Arizona Game and Fish Department (AGFD) Arizona Geological Survey (AGS) Agency Program to Locate and Evaluate Properties Conducted Surveys in 2009 Consulted with SHPO on Eligibility of Properties Properties Nominated to the Arizona Register in 2009 No No No None Yes Yes No None No No No None No No Yes None No No No None No No No None No No No None NR NR NR NR No No No None No No Yes None No No No None Arizona Historical Society (AHS) Yes Yes No None Arizona Pioneers' Home No No No None 5 Arizona State Library Archives & Public Records (ASLAPR) Arizona State Parks (ASP) Arizona State School for the Deaf & Blind (ASDB) No Yes No No No No None None Yes Yes No None Arizona State University (ASU) Northern Arizona University (NAU) Yes Yes Yes None Yes Yes No None Power Authority No No No None School Facilities Board Yes No No None University of Arizona (U of A) Water Infrastructure Finance Authority (WIFA) Yes Yes Yes Tumamoc Hill NR NR NR None Cooperative Agency Efforts on Statewide Electronic Property Inventory The Arizona State Museum at the U of A, the School of Human Evolution and Social Change at ASU, the State Historic Preservation Office, a division of Arizona State Parks, and the Museum of Northern Arizona have continued to work cooperatively to manage AZSITE, the statewide electronic inventory of archaeological and historical properties. This database and geographic information system is used by four state agencies and the three state universities to assist in performing their mandated cultural resources responsibilities. These state agencies and universities also contribute data to the system. The four managing agencies and users of the system provide funding for the system. Users of the system include state and federal agencies, Arizona tribes, counties, cities, cultural resource consulting firms, research and higher education institutions, conservation organizations, museums, and publicly regulated utility companies. In FY 2005-06, a Governor’s Executive Order established AZSITE as Arizona’s Electronic Inventory of Historical and Archaeological Properties, established the AZSITE Consortium as the management body, and created an Advisory Committee. In 2009, AZSITE implemented the AZSITE public website with sensitivity maps to assist local communities with planning. A.R.S. 41-863 RECORDS Each state agency shall initiate measures, in consultation with the state historic preservation officer, to assure that if, as a result of state action or assistance given by the agency, historic property is to be substantially altered or demolished, timely steps are taken to make appropriate documentary recordation with standards which the state historic preservation officer establishes. The agency shall deposit the records with the department of library, archives and public records and with the state historic preservation office for future use and reference. Agencies provided information on measures that they initiated, in consultation with the State Historic Preservation Officer, to make appropriate documentary recordation of any historic properties that were or will be demolished or substantially altered due to agency action and provided information on the submittal of these documents to the required archival repositories. 6 Table 5. Documentary recordation of properties altered or demolished Agency Documented Properties Destroyed or Altered Type of Documentation Property Listed on AZ or National Register of Historic Places Arizona Corporation Commission (ACC) No NA NA Arizona Department of Administration No NA NA Arizona Department of Agriculture (ADA) NR Arizona Department of Commerce (ADOC) No Arizona Department of Corrections (ADC) No Arizona Department of Housing (ADH) Yes Historical and Statelevel Architectural No Arizona Department of Water Resources (ADWR) No Arizona Division of Emergency & Military Affairs (DEMA) NR Arizona Exposition and State Fair (AESF) No Arizona Game and Fish Department (AGFD) Yes Historical No Arizona Geological Survey (AGS) NR NR NR Arizona Historical Society (AHS) Yes Historical No Arizona Pioneers' Home No Arizona State Library Archives & Public Records (ASLAPR) No Arizona State Parks (ASP) Yes, Stabilization & Rehabilitation Arizona State School for the Deaf & Blind (ASDB) No Arizona State University (ASU) No Northern Arizona University (NAU) Yes, Rehabilitation (roof) Power Authority No School Facilities Board No University of Arizona (U of A) Yes Water Infrastructure Finance Authority (WIFA) NR Name of Property Documentatio n Submitted SHPO SHPO State-level Architectural Yes McFarland Courthouse, Douglas Mansion & Tonto Lodge Historical Yes Old Main Historical No SHPO & ASLAPR 7 A.R.S. 41-864 REVIEW OF AGENCY PLANS The state historic preservation officer has thirty working days in which to review and comment on any plans of a state agency, which involve property which is included on or may qualify for inclusion on the Arizona Register of Historic Places, including any construction projects, sale, lease or acquisition of historic properties, to insure that the prehistorical, historical, architectural or cultural significant values will be preserved or enhanced. Agencies were asked to provide information on whether they solicited review and comment from the State Historic Preservation Officer on any agency plan, which involved properties that are included on or may qualify for inclusion on the Arizona Register of Historic Places, including any construction project, sale, lease or acquisition of a historic property. Agencies provided the following information on the results of project review including any eligible properties negatively impacted or enhanced by agency plans/activities. Table 6. Results of consultation with SHPO & tribes on agency plans/projects Agency Arizona Corporation Commission (ACC) Arizona Department of Administration Arizona Department of Agriculture (ADA) Arizona Department of Commerce (ADOC) Arizona Department of Corrections (ADC) Arizona Department of Housing (ADH) Arizona Department of Water Resources (ADWR) Arizona Division of Emergency & Military Affairs (DEMA) Arizona Exposition and State Fair (AESF) Arizona Game and Fish Department (AGFD) Arizona Geological Survey (AGS) Arizona Historical Society (AHS) Arizona Pioneers' Home Arizona State Library Archives & Public Records (ASLAPR) Arizona State Parks (ASP) Consultation on Agency Plans Negative Impacts on Historic Properties Positive Impacts on Historic Properties Consultation with Indian Tribes No No No No Yes No No No No No No No No No Yes * No No No No No Yes * No No Yes Yes * No No No Yes * No NR Yes No No No No Yes * No No Yes No No No No Yes * Yes * No No No Yes * No No No Yes No No No Yes * No Yes 8 Arizona State School for the Deaf & Blind (ASDB) Arizona State University (ASU) Northern Arizona University (NAU) Power Authority School Facilities Board University of Arizona (U of A) Water Infrastructure Finance Authority (WIFA) No No No No Yes * No Yes * Yes Yes * No No No No No Yes * No No No Yes No Yes No Yes * No NR NR NR NR * See details below on agency comments regarding consultation with the SHPO and agency plans that have enhanced Historic Properties. Agency Comments: Arizona Department of Administration (ADOA) Consulted with the SHPO to identify options available to repair, replace, or demolish the chimney cap on the 1688 W. Adams building due to structural materials failure. Arizona Department of Commerce (ADOC) The ADOC provides grants and other assistance to Main Street Programs throughout Arizona. Many of the Main Street Properties are either listed or eligible for the Arizona Register of Historic Places. This program not only assists with the preservation of historic building stock but also helps promote small business development. Arizona Department of Housing (ADOH) Applications for funding through ADOH are reviewed by the SHPO. Arizona Department of Water Resources (ADWR) Grant applications/awards or any other proposals that are submitted to the ADWR for review and/or approval by ADWR are also forwarded to the SHPO for review for impact to cultural resources prior to expenditure of public funds or the implementation of those proposed activities. ADWR does not own any real property, historical, or archaeological properties and does not provide staff to facilitate or implement capital improvements or ground disturbing activities. Any grant award projects or design plans that are reviewed and/or approved by ADWR are solely carried out by entities outside of the agency and it is the responsibility of that entity to obtain SHPO approval prior to any ground disturbing activities. ADWR provides an avenue to route information between the outside entity and SHPO for cultural, historical, or archaeological reviews related to ADWR. Arizona Division of Emergency Management and Military Affairs (DEMA) In coordination with FEMA, the Town of Snowflake has applied for a mitigation grant that will involve work on a site that has been identified as possibly eligible for inclusion on the National Register. Environmental review for the project site is in progress. 9 Arizona Game and Fish Department (AG&F) AG&F coordinates all agency projects with SHPO when the projects involve ground disturbing activities or renovations of historic properties. Arizona Historical Society (AHS) AHS consulted with the SHPO on the Livermore Barn. Arizona Pioneers’ Home (APH) APH staff consulted with the SHPO on energy saving performance contracting. The Arizona Pioneers’ Home is listed in the Arizona Register of Historic Places. Front third floor balconies were repaired/restored, and fitted with additional drainage to prevent future deterioration. A local preservation architect was involved with ADOA General Services in this building renewal funded project. Arizona State Parks (ASP) ASP consulted with the SHPO prior to building restoration and stabilization activities at Tonto Lodge (Payson), McFarland Courthouse (Florence), and Douglas Mansion (Jerome). Arizona State University (ASU) ASU consulted with the SHPO on the following projects: • Polytechnic Campus - Archaeological survey and testing for pipeline removal project; Ongoing consultation on use of the Polytechnic Campus/Midvale site area; Williams Air Force Base Flagpole base; & Agriculture building door hardware replacement. • Tempe Campus – Irish Hall interior modifications; Manzanita Hall Rehabilitation Feasibility Study; University Dr. bus shelter replacement; Old Main carillon and conference room; University Club exterior maintenance; West Hall, Secret Garden lighting replacement; Matthews Hall roof replacement; Memorial Union second floor remodeling; new transformer locations; archaeological survey for Intercollegiate Athletic Association; ISTB IV archaeological survey/testing; campus elevator modifications • Downtown Phoenix – Downtown Post Office • Deer Valley Rock Art Center proposed expansion Northern Arizona University (NAU) NAU Capital Assets ensures buildings with historic designations are preserved and treated accordingly during university master planning efforts, construction, infrastructure improvements, and any other activities that physically impact buildings. NAU sought SHPO review on the Old Main Roof repair project including design specifications for roof and brick repair. University of Arizona (U of A) The U of A consulted with SHPO on the Old Main renovations, including the Old Main stairway, and Indian Ruins building rehabilitation. Arizona Department of Transportation (ADOT) 10 The ADOT provides funding for a position at the SHPO to facilitate an expedited review of transportation projects. Table 7. Number of projects submitted by agencies to SHPO for review and comment Agency Arizona Corporation Commission Project with other State or Federal Agency State Agency Project Total 6 2 8 Arizona Department of Environmental Quality 22 5 27 Arizona Department of Housing 19 31 50 Arizona Department of Transportation 105 197 302 Arizona Department of Water Resources 12 5 17 Arizona Game and Fish Department 17 3 20 Arizona State Land Department 86 22 108 Arizona State Park 16 5 21 2 4 6 2 2 1 4 1 1 11 Arizona State University Arizona Department of Emergency Management and Military Affairs Arizona Department of Commerce Northern Arizona University University of Arizona Water Infrastructure Authority Total 1 10 1 1 1 2 299 279 578 Agencies were asked if they use the State Historic Preservation Plan produced by the State Historic Preservation Office. The following six agencies responded that they use the State Historic Preservation Plan: Arizona State University Arizona School for the Deaf and Blind Arizona State Parks Arizona State Library, Archives, and Public Records Arizona Historical Society Arizona Department of Administration Agency Training The following training opportunities were offered in FY 2009 SHPO • State Historic Preservation Act Training Training at the Historic Preservation Partnership Conference • Undertaking Historical Research • The basics of Historic-Period Artifact Identification • How to prepare a National Register Nomination • Working with Historic Building Materials • Arguing for Architecture: Criterion “C” • Planning a Public Preservation Project • Infill as a Sustainability Strategy • Cultural Resource Laws 11 • • • • • • • • • • The Secretary of Interior’s Standards for the Treatment of Historic Properties LEED Workshop Grant Writing Workshop Conservation for Rock Art and Outdoor Objects How Local Archaeology Ordinances Serve Communities Capturing the Cultural and Heritage Tourism Customer Persuading the Building Inspector Managing Vandalism of Archaeological Sites Preserving Industrial Heritage Broadband as Economic Development National Preservation Institute and SHPO • Green Building for Historic Buildings • Historic Landscapes: Planning, Management, and Cultural Landscape Reports Agency staff attended the following training offered by the SHPO and cooperating agencies in FY 2009. • Green Strategies for Historic Buildings • Historic Preservation Act Training • National Historic Preservation Act, Introduction to Section 106 • National Environmental Policy Act Training by Federal Emergency Management Agency State Agency Requests for Training in 2010: • Changes in national legislation and policy • Archaeological survey and testing requirements/process overview for laypeople (non-archaeologists) with responsibilities for managing the process for an agency. • State Historic Preservation Legislation • How to Nominate a Property to the National Register of Historic Places • Tribal Issues and Consultation • Secretary of Interior’s Standards for Rehabilitation • Identification and Evaluation of Properties • How to incorporate a historic preservation component into our strategic plan and how to better utilize SHPO resources This document was compiled by Arizona State Parks, State Historic Preservation Office. For more information call 602-542-4174. 12